Improved Filer Searching Capabilities at Whalewisdom

Posted on March 7th, 2013 by whalewisdom

Whalewisdom.com has rolled out an improved filer search at http://whalewisdom.com/search/advanced_filer_search.

Improvements include:

  • the ability to drilldown by certain types of filers:
    • 13F filers
    • management investment companies
    • open-end investment companies
    • closed-end investment companies
  • Filter by one or more states
  • Filter by a total market value range based on the filer’s last 13F holdings report
  • Filter by the total number of holdings included in the last 13F holdings report
  • Filter by the last 13F quarter a filer submitted a 13F
  • Find all filers that have a certain concentration percentage of top 10 holdings by market value
  • An overall increase in search speed and responsiveness

There’s a lot of data in the Whalewisdom database that can be mined.  Feel free to suggest any other attributes you would like to be able to search on.  I’ve recently started processing N-SAR forms so now there’s even more data we can mine.  I just need some ideas on what you want to see.

SAC Capital Increases AnnTaylor Stores (ANN) Holdings

Posted on March 6th, 2013 by whalewisdom

SAC Capital Advisors Lp, the hedge fund founded by Stephen Cohen, filed a new 13G disclosing ownership of 2,582,551 shares of ANN as of March 05, 2013 This gives Sac Capital Advisors Lp a 5.3% stake in the company and is an increase of 2,038,100 shares over what they reported on their 13F on December 31, 2012.

From Yahoo! Finance, ANN Inc., together with its subsidiaries, operates as a retailer of women’s apparel, shoes, and accessories in the United States.

Ownership History in ANN
Reported via Date Name Ticker Shares % of Portfolio
13F 2009-12-31 AnnTaylor Stores Corp. ANN 11,188 0.00
13F 2010-03-31 AnnTaylor Stores Corp. ANN 590,194 0.13
13F 2010-06-30 AnnTaylor Stores Corp. ANN 257,205 0.05
13F 2010-09-30 AnnTaylor Stores Corp. ANN 136,887 0.03
13F 2011-06-30 AnnTaylor Stores Corp. ANN 275,625 0.04
13F 2011-09-30 AnnTaylor Stores Corp. ANN 57,980 0.01
13F 2011-12-31 AnnTaylor Stores Corp. ANN 8,425 0.00
13F 2012-03-31 AnnTaylor Stores Corp. ANN 39,217 0.01
13F 2012-06-30 AnnTaylor Stores Corp. ANN 20,565 0.00
13F 2012-09-30 AnnTaylor Stores Corp. ANN 959,044 0.18
13F 2012-09-30 AnnTaylor Stores Corp. ANN (CALL) 250,000 0.05
13F 2012-12-31 AnnTaylor Stores Corp. ANN (CALL) 200,000 0.03
13F 2012-12-31 AnnTaylor Stores Corp. ANN 544,451 0.09
SC 13G 2013-03-05 AnnTaylor Stores Corp. ANN 2,582,551 N/A

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Relational Investors Files 13D and Amended Q4 2012 13F Disclosing Ownership in SPX Corporation (SPW)

Posted on February 25th, 2013 by whalewisdom

Relational Investors LLC, the hedge fund run by activist Ralph Whitworth, filed a new 13D disclosing ownership of 4,114,782 shares of SPW as of February 14, 2013 This gives Relational Investors an 8.76% stake in the company and is an increase of 3,701,271 shares over what they reported on their 13F on December 31, 2012.  An amended 13F filing came out at the same time disclosing ownership of 413,511 shares of SPW as of December 31st, 2012.

Ownership History in SPW
Reported via Date Name Ticker Shares % of Portfolio
13F 2004-03-31 SPX Corporation SPW 1,100,000 1.95
13F 2004-06-30 SPX Corporation SPW 2,798,700 4.29
13F 2004-09-30 SPX Corporation SPW 3,172,720 3.87
13F 2004-12-31 SPX Corporation SPW 4,257,145 4.95
13F 2005-03-31 SPX Corporation SPW 4,257,145 5.10
13F 2005-06-30 SPX Corporation SPW 3,764,765 3.06
13F 2012-12-31 SPX Corporation SPW 413,511 0.55
SC 13D 2013-02-14 SPX Corporation SPW 4,114,782 N/A

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Q4 2012 Heat Map Ready and End of Quarter summary

Posted on February 18th, 2013 by whalewisdom

The Whalewisdom Heat Map for Q4 2012 is ready.  Initial results are in the table below.   Please note that these values may change as new and amended 13F filings are processed.

Whalewisdom was unable to release new filings from around 3:30PM EST to around 7:30PM EST on Thursday due to a huge surge in 13D/G filings that had to be processed.  There were 3,850 Schedule 13D or 13G filings (mostly 13G’s) released with 2,583 of them having an event date of December 31st, 2012.  It was too much for the parser to process in a timely manner so I’ll have to adjust for next quarter.  There was also a caching glitch on Friday morning that caused the site to go down for a few minutes, but that has been corrected now.

The top 10 Heat Map Stocks
Stock Highlights
Williams Companies, Inc. (WMB)
  • # of filers holding stock: 26
  • # of times in top 10 holdings: 5
  • Average portfolio rank: 240
  • # of filers increasing position: 20
  • # of filers decreasing position: 3
KINDER MORGAN, INC. WARRANTS (KMIIV)
  • # of filers holding stock: 24
  • # of times in top 10 holdings: 0
  • Average portfolio rank: 1086
  • # of filers increasing position: 11
  • # of filers decreasing position: 6
Advance Auto Parts Inc. (AAP)
  • # of filers holding stock: 29
  • # of times in top 10 holdings: 5
  • Average portfolio rank: 470
  • # of filers increasing position: 17
  • # of filers decreasing position: 14
Colgate-Palmolive Co. (CL)
  • # of filers holding stock: 30
  • # of times in top 10 holdings: 4
  • Average portfolio rank: 174
  • # of filers increasing position: 18
  • # of filers decreasing position: 9
Valeant Pharmaceuticals International (VRX)
  • # of filers holding stock: 26
  • # of times in top 10 holdings: 6
  • Average portfolio rank: 384
  • # of filers increasing position: 14
  • # of filers decreasing position: 11
Starbucks Corp. (SBUX)
  • # of filers holding stock: 33
  • # of times in top 10 holdings: 5
  • Average portfolio rank: 177
  • # of filers increasing position: 19
  • # of filers decreasing position: 17
Hess Corporation (HES)
  • # of filers holding stock: 24
  • # of times in top 10 holdings: 3
  • Average portfolio rank: 188
  • # of filers increasing position: 16
  • # of filers decreasing position: 11
Barrick Gold Corporation (ABX)
  • # of filers holding stock: 28
  • # of times in top 10 holdings: 4
  • Average portfolio rank: 219
  • # of filers increasing position: 16
  • # of filers decreasing position: 14
CBS CORP CL B (CBS)
  • # of filers holding stock: 35
  • # of times in top 10 holdings: 3
  • Average portfolio rank: 200
  • # of filers increasing position: 20
  • # of filers decreasing position: 18
Medtronic, Inc. (MDT)
  • # of filers holding stock: 29
  • # of times in top 10 holdings: 2
  • Average portfolio rank: 186
  • # of filers increasing position: 13
  • # of filers decreasing position: 13

Citadel Advisors LLC Discloses 6.2% Ownership Position in Trina Solar (TSL)

Posted on February 7th, 2013 by whalewisdom

Citadel Advisors LLC, the hedge fund founded by Kenneth Griffin, filed a new 13G disclosing ownership of 252,438,400 shares of TSL as of February 01, 2013. This gives Citadel Advisors a 6.2% stake in the company.  The company last reported holding shares in TSL at the end of Q4 2011.

From Yahoo! Finance, Trina Solar Limited, an integrated solar-power products manufacturer, engages in the design, development, manufacture, and sale of photovoltaic (PV) modules worldwide.

Ownership History in TSL
Reported via Date Name Ticker Shares % of Portfolio
13F 2008-09-30 Trina Solar Ltd. TSL 696,496 0.06
13F 2008-12-31 Trina Solar Ltd. TSL 524,214 0.06
13F 2009-03-31 Trina Solar Ltd. TSL 707,336 0.07
13F 2009-06-30 Trina Solar Ltd. TSL 878,598 0.14
13F 2009-09-30 Trina Solar Ltd. TSL 1,810,192 0.25
13F 2010-03-31 Trina Solar Ltd. TSL 1,893,132 0.29
13F 2010-06-30 Trina Solar Ltd. TSL 1,279,529 0.18
13F 2010-09-30 Trina Solar Ltd. TSL 1,185,850 0.25
13F 2010-12-31 Trina Solar Ltd. TSL 939,060 0.12
13F 2011-03-31 Trina Solar Ltd. TSL 1,460,299 0.10
13F 2011-06-30 Trina Solar Ltd. TSL 469,059 0.05
13F 2011-12-31 Trina Solar Ltd. TSL 640,448 0.01
SC 13G 2013-02-01 Trina Solar Ltd. TSL 252,438,400 N/A

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Lone Pine Capital Increases Charter Communications (CHTR) Stake to 7.1%

Posted on February 4th, 2013 by whalewisdom

Lone Pine Capital LLC, the hedge fund run by Stephen Mandel, filed a new 13G disclosing ownership of 7,216,285 shares of CHTR as of January 24, 2013. This gives Lone Pine Capital a 7.1% stake in the company and is an increase of 6,888,863 shares over what they reported on their 13F for the quarter ending September 30, 2012.

Per Yahoo! Finance, Charter Communications, Inc., through its subsidiaries, provides entertainment, information, and communications solutions to residential and commercial customers in the United States.

Ownership History in CHTR
Reported via Date Name Ticker Shares % of Portfolio
13F 2012-09-30 Charter Communications, Inc CHTR 327,422 0.15
SC 13G 2013-01-24 Charter Communications, Inc CHTR 7,216,285 N/A

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Sprott Inc Releases 13F Holdings Report for Q4 2012

Posted on January 31st, 2013 by whalewisdom

Eric Sprott’s investment advisory firm, Sprott Inc, has filed their 13F for the quarter ending December 31, 2012.

Summary for 12/31/2012 13F Filing

Market Value: $847,712,641
Prior Market Value: $1,051,593,732
New Purchases: 16 stocks
Additional Purchases: 29 stocks
Sold out of: 18 stocks
Reduced holdings in: 53 stocks
Concentration % of Top 10 Holdings: 34.50%

13F Holdings Summary

Top 13F Holdings on 12/31/2012
Stock % of Portfolio
First Majestic Silver Corp. 11.39%
Sprott Physical Gold Trust ETV 7.2%
FORTUNA SILVER MINES 4.29%
Coeur d`Alene Mines Corporation 3.42%
Silver Wheaton Corp. 3.33%
Sprott Resource Lending Corp. O 2.95%
Alexco Resource Corporation 2.89%
PRETIUM RES INCCOM 2.68%
Market Vectors Junior Gold Miners ETF 2.55%
Vista Gold Corp. 2.09%
Major new positions on 12/31/2012
Stock % of Portfolio
Cisco Systems, Inc. (CALL) 1.23%
PRIMERO MINING CORP 1.21%
General Motors Company Common Stock (CALL) 0.92%
Coach Inc. (CALL) 0.79%
Ford Motor Co. (CALL) 0.78%
Major positions closed on 12/31/2012
Stock Prior % of Portfolio
Mag Silver Corp. 3.14%
Amazon.com Inc. (PUT) 0.6%
Under Armour, Inc. (PUT) 0.53%
Talisman Energy Inc. 0.44%
AURICO GOLD INC. ORDINARY SHARES 0.39%

Posted in 13FComments Off

Nevsky Capital LLP Files 13F For Q4 2012

Posted on January 31st, 2013 by whalewisdom

London based Nevsky Capital LLP has revealed their 13F holdings for the quarter ending December 31, 2012

Summary for 12/31/2012 13F Filing

Market Value: $659,275,401
Prior Market Value: $810,118,651
New Purchases: 1 stock
Additional Purchases: 1 stock
Sold out of: 5 stocks
Reduced holdings in: 3 stocks
Concentration % of Top 10 Holdings: 81.38%
Top 13F Holdings on 12/31/2012
Stock % of Portfolio
iShares MSCI Emerging Markets Index 63.31%
Apple Inc. 15.78%
SPDR S&P 500 12.77%
SPDR Gold Shares 5.55%
Cisco Systems, Inc. 1.52%
America Movil S.A.B. de C.V. 0.66%
Vivo Participacoes S.A. 0.41%
Major new positions on 12/31/2012
Stock % of Portfolio
SPDR S&P 500 12.77%
Major positions closed on 12/31/2012
Stock Prior % of Portfolio
Microsoft Corporation 14.01%
Citigroup, Inc. 2.62%
Mobile Telesystems OJSC 2.47%
Teva Pharmaceutical Industries Limited 1.83%
Vimpel-Communications 1.01%

Posted in 13FComments Off

SAC Capital Boosts Starz Liberty Holdings to 5.4%

Posted on January 29th, 2013 by whalewisdom

Stephen A. Cohen’s SAC Capital Advisors filed a new 13G disclosing ownership of 6,311,262 shares of STRZA as of January 28, 2013 This gives SAC Capital Advisors a 5.4% stake in the company and is an increase of 6,024,335 shares over what they reported on their 13F on September 30, 2012

From Yahoo! Finance, Starz operates as a media and entertainment company. It provides premium subscription video programming services to multichannel video distributors, including cable operators, satellite television providers, and telecommunications companies through STARZ and ENCORE pay TV networks in the United States, as well as offers on demand and authenticated online services.

Ownership History in STRZA
Reported via Date Name Ticker Shares % of Portfolio
13F 2009-06-30 STARZ LIBERTY CAP COM SER A STRZA 543,926 0.14
13F 2009-09-30 STARZ LIBERTY CAP COM SER A STRZA 754,528 0.23
13F 2009-12-31 STARZ LIBERTY CAP COM SER A STRZA 779,616 0.30
13F 2010-03-31 STARZ LIBERTY CAP COM SER A STRZA 1,005,371 0.37
13F 2010-06-30 STARZ LIBERTY CAP COM SER A STRZA 1,004,632 0.48
13F 2010-09-30 STARZ LIBERTY CAP COM SER A STRZA 140,506 0.08
13F 2010-12-31 STARZ LIBERTY CAP COM SER A STRZA 276,445 0.14
13F 2011-03-31 STARZ LIBERTY CAP COM SER A STRZA 547,919 0.25
13F 2011-06-30 STARZ LIBERTY CAP COM SER A STRZA 605,032 0.30
13F 2011-09-30 STARZ LIBERTY CAP COM SER A STRZA 1,281,001 0.68
13F 2011-12-31 STARZ LIBERTY CAP COM SER A STRZA 52,544 0.03
13F 2012-03-31 STARZ LIBERTY CAP COM SER A STRZA 573,615 0.23
13F 2012-06-30 STARZ LIBERTY CAP COM SER A STRZA 365,378 0.17
13F 2012-09-30 STARZ LIBERTY CAP COM SER A STRZA 286,927 0.15
SC 13G 2013-01-28 STARZ LIBERTY CAP COM SER A STRZA 6,311,262 N/A

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Third Point Acquires 8.2% of Herbalife (HFL)

Posted on January 9th, 2013 by whalewisdom

Daniel S. Loeb’s Third Point LLC , filed a new 13G disclosing ownership of 8,900,000 shares of HLF as of January 03, 2013. This gives Third Point an 8.24% stake in the company.

From Yahoo! Finance, Herbalife Ltd., a network marketing company, sells weight management, nutritional supplement, energy, sports and fitness, and personal care products worldwide. It offers science-based products in four principal categories: weight management; targeted nutrition; energy, sports, and fitness; and outer nutrition.

Ownership History in HLF
Reported via Date Name Ticker Shares % of Portfolio
13F 2007-06-30 Herbalife Ltd. HLF 2,000,000 0.72
SC 13G 2013-01-03 Herbalife Ltd. HLF 8,900,000 N/A

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