The Perils of Hedge Fund Cloning

Posted on April 18th, 2012 by whalewisdom

This article over at Barron’s makes several good points about the difficulties in cloning a given hedge fund’s holdings based strictly on 13F filings.  Problems include the 45-day delay in reporting the holdings and reported holdings being restricted to certain securities only.  Many international investments, short sells, and derivatives utilized by hedge funds are not included in 13F holdings for example.

Funds that have a high turnover are not well suited to cloning.

Due to these limitations in 13F filings, funds with a high rate of turnover are a poor choice for cloning. This was confirmed when backtesting results  in my “Active vs Stable Funds” article.  In it, the highest conviction picks from the 10 funds with the least amount of turnover easily outperformed the picks from the funds with the highest percentage of turnover.  Since 13F holdings are 45 days out from the actual reported date, you don’t get to take advantage of the hedge fund manager’s skill at timing investments.  In fact the fund may not even own the the stock by the time the 13F is filed.  By looking at funds with low turnover you minimize the reliance on timing and instead utilize the manager’s long term stock picking ability.

Which Funds Work Best?

Look for value managers and those that have the highest retention rate in their top holdings.  Warren Buffett’s Berkshire is the obvious choice.  Others that come to mind include George Soros and Bill Ackman’s Pershing Square Capital.

Let’s run a query to find other examples.  We’ll limit our pool of filers to those that have at least two email alert registrations with Whalewisdom and further exclude funds with more than 1,000 individual holdings to avoid the large institutional investors.  We’ll only look at the top 10 holdings in Q1 2011 and find funds that had the highest retention rate in those holdings in Q4 2011.

Funds With at least 70% Retention Rate in 2011
GRANTHAM, MAYO, VAN OTTERLOO & CO. LLC 100%
ALKEON CAPITAL MANAGEMENT LLC 100%
EAGLE CAPITAL MANAGEMENT LLC 100%
BLUM CAPITAL PARTNERS LP 100%
SPO ADVISORY CORP 100%
GAMCO INVESTORS, INC. ET AL 100%
PALO ALTO INVESTORS, LLC 100%
GARDNER RUSSO & GARDNER 100%
PZENA INVESTMENT MANAGEMENT LLC 100%
KENSICO CAPITAL MANAGEMENT CORP 100%
SELECT EQUITY GROUP INC 100%
HARRIS ASSOCIATES L P 100%
WINSLOW CAPITAL MANAGEMENT INC /MN 100%
DEERFIELD MANAGEMENT CO /NY 100%
YACKTMAN ASSET MANAGEMENT CO/IL 100%
SOROS GEORGE 100%
GLICKENHAUS & CO 100%
RUANE, CUNNIFF & GOLDFARB INC 100%
FIRST PACIFIC ADVISORS, LLC 100%
DODGE & COX 100%
ORBIMED ADVISORS LLC 100%
MARXE AUSTIN W & GREENHOUSE DAVID M 100%
FISHER ASSET MANAGEMENT, LLC 100%
LEGG MASON CAPITAL MANAGEMENT LLC 100%
JENNISON ASSOCIATES LLC 100%
HIGHFIELDS CAPITAL MANAGEMENT LP 90%
VINIK ASSET MANAGEMENT L P 90%
PRICE MICHAEL F 90%
PAR CAPITAL MANAGEMENT INC 90%
METROPOLITAN CAPITAL ADVISORS INC 90%
RBS PARTNERS L P /CT 90%
MSD CAPITAL L P 90%
TWEEDY BROWNE CO LLC// 90%
THIRD AVENUE MANAGEMENT LLC 90%
GLENVIEW CAPITAL MANAGEMENT LLC 90%
MARBLE ARCH INVESTMENTS, LP 90%
BRIDGEWATER ASSOCIATES, LP 90%
VALIANT CAPITAL MANAGEMENT, L.P. 90%
BERKSHIRE HATHAWAY INC 90%
FIREFLY VALUE PARTNERS, LP 90%
OAKTREE CAPITAL MANAGEMENT LP 90%
MARSICO CAPITAL MANAGEMENT LLC 90%
GMT CAPITAL CORP 90%
ADAGE CAPITAL PARTNERS GP LLC 90%
SOUTHEASTERN ASSET MANAGEMENT INC/TN/ 90%
GOTHAM ASSET MANAGEMENT, LLC 90%
DREMAN VALUE MANAGEMENT L L C 90%
CADIAN CAPITAL MANAGEMENT, LLC 90%
AXIAL CAPITAL MANAGEMENT, LLC 80%
FORTRESS INVESTMENT GROUP LLC 80%
BAKER BROS ADVISORS LLC 80%
GREENLIGHT CAPITAL INC 80%
EMINENCE CAPITAL LLC 80%
COOPERMAN LEON G 80%
MAVERICK CAPITAL LTD 80%
T2 PARTNERS MANAGEMENT, LP 80%
SECOND CURVE CAPITAL LLC 80%
BRAVE WARRIOR CAPITAL, INC. 80%
TREMBLANT CAPITAL GROUP 80%
BAUPOST GROUP LLC/MA 80%
ARCHON CAPITAL MANAGEMENT LLC 80%
GLENHILL ADVISORS LLC 80%
FAIRHOLME CAPITAL MANAGEMENT LLC 80%
BRIDGER MANAGEMENT, LLC 80%
IMPALA ASSET MANAGEMENT LLC 80%
RIVANNA CAPITAL, LLC 80%
PENNANT CAPITAL MANAGEMENT, LLC 80%
ROBOTTI ROBERT 80%
CHIEFTAIN CAPITAL MANAGEMENT, INC. 80%
PERSHING SQUARE CAPITAL MANAGEMENT, L.P. 80%
BLUE RIDGE CAPITAL, L.L.C. 80%
HIGHBRIDGE CAPITAL MANAGEMENT LLC 80%
ALDEN GLOBAL CAPITAL LTD 80%
CHOU ASSOCIATES MANAGEMENT INC. 80%
YALE UNIVERSITY 71%
SCOPUS ASSET MANAGEMENT, L.P. 70%
COATUE MANAGEMENT LLC 70%
ETON PARK CAPITAL MANAGEMENT, L.P. 70%
LIBRA ADVISORS LLC 70%
GATES CAPITAL MANAGEMENT, INC. 70%
FAIRFAX FINANCIAL HOLDINGS LTD/ CAN 70%
PASSPORT CAPITAL, LLC 70%
LONE PINE CAPITAL LLC 70%
KINGSTOWN CAPITAL MANAGEMENT L.P. 70%
SEMINOLE MANAGEMENT CO., INC. 70%
CROSSLINK CAPITAL INC 70%
WINTERGREEN ADVISERS, LLC 70%
HARVEST CAPITAL STRATEGIES LLC 70%
IVORY INVESTMENT MANAGEMENT. L.P. 70%
ABRAMS CAPITAL MANAGEMENT, L.P. 70%
VALUEACT HOLDINGS, L.P. 70%
KYNIKOS ASSOCIATES LP 70%
TIGER MANAGEMENT L.L.C. 70%

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