D. E. SHAW & COMPANY ., INC.

HTTP://WWW.DESHAW.COM/ NEW YORK, NY Hedge Fund Investment Advisor How do I update this listing?

D. E. Shaw & Company . is based out of New York and is run by David Shaw. D. E. Shaw & Company . is a hedge fund with 26-100 clients and discretionary assets under management (AUM) of $85,143,052,673 (Form ADV from 2016-03-30). Their last reported 13F filing for Q3 2016 included $56,676,835,000 in managed 13F securities and a top 10 holdings concentration of 10.3%. D. E. Shaw & Company .'s largest holding is Amazon.com Inc. with shares held of 1,080,874. WhaleWisdom has at least 102 13F filings in our database for D. E. Shaw & Company ..

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09/30/2016

13F Activity

  • Market Value$56,676,835,000
  • Prior Market Value$54,233,147,000
  • New Purchases457 stocks
  • Additional Purchases1217 stocks
  • Sold out of434 stocks
  • Reduced holdings in1379 stocks
  • Top 10 Holdings %10.30%
  • Turnover % [1]:26.66%
  • Turnover Alt % [2]:22.77%
  • Avg. Length Held Top20:2.75 quarters
  • Avg. Length Held Top10:1.40 quarters
  • Avg. Length Held All:13.99 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

09/30/2016

13F Sector Allocation Over Time

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Market Value Over Time

You are limited to the prior 8 quarters of 13F filings. Subscribe to WhaleWisdom to view all filing data for D. E. SHAW & COMPANY ., INC.

Portfolio Performance

Top 20 equal-weighted holdings. Last updated on 2016-12-04

Performance for Q3 2016: 3.28%
Performance Last 4 Quarters: -2.59%
Performance Metrics
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Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR/A (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR/A (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR/A (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR/A (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR/A (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR/A (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR/A (Subscription required)
  • 2008-06-30 - 13F-HR/A (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR/A (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR/A (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR/A (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR/A (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR/A (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR/A (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)
  • 2003-06-30 - 13F-HR/A (Subscription required)
  • 2003-06-30 - 13F-HR (Subscription required)
  • 2003-03-31 - 13F-HR/A (Subscription required)
  • 2003-03-31 - 13F-HR (Subscription required)
  • 2002-12-31 - 13F-HR/A (Subscription required)
  • 2002-12-31 - 13F-HR (Subscription required)
  • 2002-09-30 - 13F-HR/A (Subscription required)
  • 2002-09-30 - 13F-HR (Subscription required)
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  • 2002-06-30 - 13F-HR (Subscription required)
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  • 2001-09-30 - 13F-HR/A (Subscription required)
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  • 2001-06-30 - 13F-HR/A (Subscription required)
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View Last Form Adv Compilation Report on Record

D. E. SHAW & CO., L.P.
Classified as Hedge Fund
1166 AVENUE OF THE AMERICAS 9TH FLOOR
NEW YORK NY    10036
Country: United States

Business Phone: 212-478-0000
Fax: 212-478-0100
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Partnership
Organized in: DE
Number of employees: 435
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees,REIMBURSEMENT OF CERTAIN EXPENSES
Amount of client funds and securities: 5,184,620,000
Total Number of Clients: 2
Amount of client funds and securities by related persons: 24,729,100,000
Total Number of clients from related persons: 41
Disclosures: 11.C (2),11.C (4),11.C (5),11.D (2),11.D (4),11.E (2)
Data above was derived from SEC filings.

Schedule 13D and 13G events since 09/30/2016

Subscription required

Form 4 - Non-derivative Insider Transactions Since 09/30/2016

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**EXPERIMENTAL** Current International Short Positions

Get more info on our International short position coverage here

Holder Issuer Net Short Position Position Date Origin
D. E. Shaw & Co. LP CENTAMIN PLC 0.5% 2016-11-18 UK
D. E. Shaw Investment Management, L.L.C. PREMIER OIL PLC 0.5% 2016-11-08 UK
D. E. Shaw & Co. LP RANDGOLD RESOURCES LTD 0.69% 2016-11-30 UK

Short Position History (last 100)

Holder Net Short Position Position Date Origin
D. E. Shaw & Co. LP AA PLC 0.49% 2015-05-05 UK
D. E. Shaw & Co. LP AA PLC 0.56% 2015-03-20 UK
D. E. Shaw & Co. (Asia Pacific) Limited ALPS ELECTRIC CO.,LTD. 0.48% 2015-09-11 Japan
D. E. Shaw & Co. (Asia Pacific) Limited ALPS ELECTRIC CO.,LTD. 0.48% 2015-08-28 Japan
D. E. Shaw & Co. LP ARM HOLDINGS PLC 0.49% 2013-12-12 UK
D. E. Shaw & Co. LP ARM HOLDINGS PLC 0.5% 2013-11-22 UK
D. E. Shaw & Co. LP ASOS PLC 0.49% 2013-06-14 UK
D. E. Shaw & Co. LP ASOS PLC 0.5% 2013-03-20 UK
D.E. Shaw & Co. (London), LLP CANCOM SE 0.61% 2014-05-30 GERMANY
D. E. Shaw & Co. LP CARNIVAL PLC 0.49% 2013-03-18 UK
D. E. Shaw & Co. LP CARNIVAL PLC 0.5% 2013-02-27 UK
D.E. SHAW & CO., L.P. CARREFOUR 0.39% 2015-11-18 FRANCE
D.E. SHAW & CO., L.P. CARREFOUR 0.53% 2015-11-17 FRANCE
D.E. SHAW & CO., L.P. CARREFOUR 0.49% 2015-11-13 FRANCE
D.E. SHAW & CO., L.P. CARREFOUR 0.54% 2015-10-22 FRANCE
D.E. SHAW & CO., L.P. CARREFOUR 0.54% 2015-10-22 FRANCE
D.E. SHAW & CO., L.P. CARREFOUR 0.48% 2015-10-19 FRANCE
D.E. SHAW & CO., L.P. CARREFOUR 0.5% 2015-10-16 FRANCE
D.E. SHAW & CO., L.P. CARREFOUR 0.48% 2015-10-12 FRANCE
D.E. SHAW & CO., L.P. CARREFOUR 0.5% 2015-10-07 FRANCE
D.E. SHAW & CO., L.P. CARREFOUR 0.5% 2015-08-27 FRANCE
D. E. Shaw & Co. LP CYBG PLC 0.69% 2016-09-21 UK
D. E. Shaw & Co. LP CYBG PLC 0.7% 2016-07-25 UK
D. E. Shaw & Co., L.P. CYBG PLC 0.7% 2016-07-25 UK
D. E. Shaw & Co. LP CYBG PLC 0.62% 2016-07-11 UK
D. E. Shaw & Co., L.P. CYBG PLC 0.62% 2016-07-11 UK
D. E. Shaw & Co. LP CYBG PLC 0.5% 2016-07-05 UK
D. E. Shaw & Co., L.P. CYBG PLC 0.5% 2016-07-05 UK
D.E. Shaw & Co. (London), LLP Drägerwerk AG & Co. KGaA 1.0% 2014-07-24 GERMANY
D. E. Shaw & Co. (U.K.), Ltd. Drägerwerk AG & Co. KGaA 0.97% 2012-11-02 GERMANY
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 0.55% 2016-11-04 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 0.61% 2016-11-02 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 0.77% 2016-10-27 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 0.8% 2016-10-26 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 0.78% 2016-10-20 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 0.81% 2016-10-11 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 0.74% 2016-10-07 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 0.57% 2016-10-05 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 0.69% 2016-09-30 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 0.72% 2016-09-26 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 0.65% 2016-09-23 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 0.78% 2016-09-21 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 0.82% 2016-09-20 UK
D. E. Shaw & Co., L.P. GW PHARMACEUTICALS PLC 0.99% 2016-09-16 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 0.99% 2016-09-16 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 1.04% 2016-09-13 UK
D. E. Shaw & Co., L.P. GW PHARMACEUTICALS PLC 1.04% 2016-09-13 UK
D. E. Shaw & Co., L.P. GW PHARMACEUTICALS PLC 1.12% 2016-09-12 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 1.12% 2016-09-12 UK
D. E. Shaw & Co., L.P. GW PHARMACEUTICALS PLC 1.24% 2016-09-09 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 1.24% 2016-09-09 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 1.46% 2016-09-08 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 1.68% 2016-09-07 UK
D. E. Shaw & Co., L.P. GW PHARMACEUTICALS PLC 1.31% 2016-09-05 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 1.31% 2016-09-05 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 1.31% 2016-09-02 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 1.22% 2016-08-31 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 1.11% 2016-08-25 UK
D. E. Shaw & Co., L.P. GW PHARMACEUTICALS PLC 1.11% 2016-08-25 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 1.07% 2016-08-24 UK
D. E. Shaw & Co., L.P. GW PHARMACEUTICALS PLC 1.07% 2016-08-24 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 1.1% 2016-08-23 UK
D. E. Shaw & Co., L.P. GW PHARMACEUTICALS PLC 1.1% 2016-08-23 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 1.04% 2016-08-18 UK
D. E. Shaw & Co., L.P. GW PHARMACEUTICALS PLC 1.04% 2016-08-18 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 0.9% 2016-08-16 UK
D. E. Shaw & Co., L.P. GW PHARMACEUTICALS PLC 0.9% 2016-08-16 UK
D. E. Shaw & Co., L.P. GW PHARMACEUTICALS PLC 1.03% 2016-08-15 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 1.03% 2016-08-15 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 1.15% 2016-08-09 UK
D. E. Shaw & Co., L.P. GW PHARMACEUTICALS PLC 1.15% 2016-08-09 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 1.24% 2016-08-05 UK
D. E. Shaw & Co., L.P. GW PHARMACEUTICALS PLC 1.24% 2016-08-05 UK
D. E. Shaw & Co., L.P. GW PHARMACEUTICALS PLC 1.31% 2016-07-29 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 1.31% 2016-07-29 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 1.2% 2016-07-22 UK
D. E. Shaw & Co., L.P. GW PHARMACEUTICALS PLC 1.2% 2016-07-22 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 1.15% 2016-07-19 UK
D. E. Shaw & Co., L.P. GW PHARMACEUTICALS PLC 1.15% 2016-07-19 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 1.35% 2016-07-15 UK
D. E. Shaw & Co., L.P. GW PHARMACEUTICALS PLC 1.35% 2016-07-15 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 1.25% 2016-07-13 UK
D. E. Shaw & Co., L.P. GW PHARMACEUTICALS PLC 1.25% 2016-07-13 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 0.97% 2016-07-11 UK
D. E. Shaw & Co., L.P. GW PHARMACEUTICALS PLC 0.97% 2016-07-11 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 0.8% 2016-07-05 UK
D. E. Shaw & Co., L.P. GW PHARMACEUTICALS PLC 0.8% 2016-07-05 UK
D. E. Shaw & Co., L.P. GW PHARMACEUTICALS PLC 0.77% 2016-06-27 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 0.77% 2016-06-27 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 0.47% 2015-03-04 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 0.5% 2015-02-20 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 0.49% 2015-02-19 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 0.56% 2015-02-18 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 0.63% 2015-02-17 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 0.71% 2015-02-13 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 0.88% 2015-01-30 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 0.99% 2015-01-22 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 1.02% 2015-01-12 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 0.94% 2015-01-08 UK
D. E. Shaw & Co. LP GW PHARMACEUTICALS PLC 0.85% 2014-12-18 UK

**EXPERIMENTAL** Current Hong Kong Exchange Long Positions

Updated daily

Holder Issuer Transaction Date Transaction Type Avg PPS Shares Involved Shares Owned % Capital Origin
Asia Pacific Forest Company Limited Creative Energy Solutions Holdings Ltd. 2015-07-08 Long 0.0 626,074,400 626,074,400 27.43% Hong Kong
HCC & Co Limited Pinestone Captial Ltd. 2015-06-12 Long 0.0 252,000,000 252,000,000 52.5% Hong Kong

Position History

Holder Issuer Transaction Date Transaction Type Avg PPS Shares Involved Shares Owned % Capital Origin

**EXPERIMENTAL** Current UK Positions

Updated daily

Contains transactions from January 1st, 2015 on.

Holder Issuer Transaction Date Number of Voting Rights % of Voting Rights
D. E. SHAW & COMPANY ., INC. Belvoir Lettings PLC 2015-10-22 1,570,828 5.14%
D. E. SHAW & COMPANY ., INC. River and Mercantile UK Micro Cap Investment Co Ltd 2015-10-06 2,194,342 4.33%
D. E. SHAW & COMPANY ., INC. Petropavlovsk PLC 2015-09-14 396,152,268 12.08%

Position History

Holder Issuer Transaction Date Number of Voting Rights % of Voting Rights
D. E. SHAW & COMPANY ., INC. Petropavlovsk PLC 2015-09-14 396,152,268 12.08%
D. E. SHAW & COMPANY ., INC. Petropavlovsk PLC 2015-09-11 390,396,738 11.91%
D. E. SHAW & COMPANY ., INC. Petropavlovsk PLC 2015-08-17 396,745,461 12.1%
D. E. SHAW & COMPANY ., INC. Petropavlovsk PLC 2015-08-06 388,840,391 11.86%
D. E. SHAW & COMPANY ., INC. Petropavlovsk PLC 2015-07-24 389,982,440 11.9%
D. E. SHAW & COMPANY ., INC. Petropavlovsk PLC 2015-06-24 399,612,484 12.19%
D. E. SHAW & COMPANY ., INC. Petropavlovsk PLC 2015-06-23 117,609,333 3.59%
D. E. SHAW & COMPANY ., INC. Petropavlovsk PLC 2015-05-14 117,609,333 3.59%
D. E. SHAW & COMPANY ., INC. Petropavlovsk PLC 2015-04-23 420,158,345 12.82%
D. E. SHAW & COMPANY ., INC. Petropavlovsk PLC 2015-04-03 389,570,227 11.88%
D. E. SHAW & COMPANY ., INC. Petropavlovsk PLC 2015-03-20 394,808,429 12.04%
D. E. SHAW & COMPANY ., INC. Petropavlovsk PLC 2015-03-16 428,075,593 13.06%

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