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Find out where the whales are investing

empirical financial services, llc

  • Summary
  • 13F Holdings
  • 13D/G
  • Insider
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  • Contact Information

    empirical financial services, llc
    1420 5TH AVE SUITE 1740
    SEATTLE WA    98101

    Business Phone: 2069233474
  • 13F Sector Allocation 03/31/2013

  • 13F Activity for 03/31/2013

    [1]Market Value: $289,114,025
    [1]Prior Market Value: $182,428,181
    New Purchases: 19 stocks
    Additional Purchases: 41 stocks
    Sold out of: 1 stock
    Reduced holdings in: 4 stocks
    Top 10 Holdings %: 79.27%
    [1] - Market Value shown here may differ from what was reported on the actual 13F filing. The market value shown here includes only those securities that the Whalewisdom parsing engine successfully extracted. Value may also be rounded. Please refer to the actual 13F filing for verification.
  • 13F Subsidiaries/Managers

    Subsidiaries/Managers included in latest 13F
    NameFile #Manager #
    Empirical Wealth Management 028- 01
  • 13F Holdings Summary

    Top 13F Holdings on 03/31/2013
    Stock% of Portfolio
    Vanguard Short-Term Corp Bd Idx ETF 23.46%
    Vanguard Interm-Tm Corp Bd Idx ETF 14.97%
    PIMCO 1-3 Year US Treasury Index ETF 8.84%
    Schwab U.S. TIPs ETF 8.11%
    iPath S&P GSCI Total Return Index ETN 5.13%
    Major new positions on 03/31/2013
    Stock% of Portfolio
    SPDR BARCLAYS CAPITAL SHORT TERM HIGH YIELD BOND 0.5%
    Schwab Emerging Markets Equity ETF 0.2%
    Procter & Gamble Co. 0.19%
    General Electric Co. 0.17%
    GUGGENHEIM BULLETSHARES 2019 CORPORATE BOND 0.17%
    Major positions closed on 03/31/2013
    StockPrior % of Portfolio
    Diamond Foods, Inc. 0.08%
    View All Holdings
  • Recent SEC Filings

    Recent filings
    Form 13F-HR2013-04-23
    Form 13F-HR2013-02-06
    Form 13F-HR2012-11-05
    Form 13F-HR2012-08-08
    Form 13F-HR/A2012-05-11
13F Holdings
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13F Filings Available:
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR/A (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)

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