HTTP://WWW.EQIS.COM SAN RAFAEL, CA Investment Advisor How do I update this listing?

Eqis Capital Management is based out of San Rafael. Eqis Capital Management is a large advisory firm with More than 100 clients and discretionary assets under management (AUM) of $1,669,500,000 (Form ADV from 2016-06-30). Their last reported 13F filing for Q3 2016 included $1,561,132,000 in managed 13F securities and a top 10 holdings concentration of 42.45%. Eqis Capital Management's largest holding is iShares Lehman 3-7 Year Treasury Bond Fund with shares held of 2,262,030. WhaleWisdom has at least 24 13F filings in our database for Eqis Capital Management.

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13F Activity

  • Market Value$1,561,132,000
  • Prior Market Value$1,467,693,000
  • New Purchases154 stocks
  • Additional Purchases447 stocks
  • Sold out of98 stocks
  • Reduced holdings in282 stocks
  • Top 10 Holdings %42.45%
  • Turnover % [1]:28.47%
  • Turnover Alt % [2]:18.04%
  • Avg. Length Held Top20:1.95 quarters
  • Avg. Length Held Top10:1.70 quarters
  • Avg. Length Held All:7.22 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.


13F Sector Allocation Over Time

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Market Value Over Time

You are limited to the prior 8 quarters of 13F filings. Subscribe to WhaleWisdom to view all filing data for EQIS CAPITAL MANAGEMENT, INC.

Portfolio Performance

Top 20 equal-weighted holdings. Last updated on 2016-09-23

Performance for Q2 2016: 3.44%
Performance Last 4 Quarters: 8.49%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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Changes in Holdings:

*Shares are split adjusted
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13F Filings Available:
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

1000 4TH ST., STE 650
SAN RAFAEL CA    94901
Country: United States

Business Phone: 800-949-9936
Fax: 630-206-0757
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: IL
Number of employees: 75
Other Business Activities: real estate broker, dealer, or agent ,insurance broker or agent,lawyer or law firm
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients:
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Data above was derived from SEC filings.

Schedule 13D and 13G events since 09/30/2016

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Form 4 - Non-derivative Insider Transactions Since 09/30/2016


WhaleScore history for EQIS CAPITAL MANAGEMENT, INC.

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