• Investment Advisor
    (last updated on 02/07/2014)

    View Last Form Adv Compilation Report on Record

    THOMPSON DAVIS ASSET MANAGEMENT
    Classified as Hedge Fund
    15 S. 5TH STREET
    RICHMOND VA    23219
    Country: UNITED STATES

    Business Phone: 804-644-6380
    Fax: 804-644-6396
    Professional Investment Advisor Data
    SEC Registration as : Large Advisory Firm,Multi-state advisor
    Form of Organization: Corporation
    Organized in: NY
    Number of employees: 16
    Other Business Activities: broker-dealer,,SELLS RESEARCH TO BD, RIA FIRMS, INV COMPANY
    Advisor Fees/Compensation: Percentage of assets under management,Commissions,Performance-based fees
    Amount of client funds and securities:
    Total Number of Clients:
    Amount of client funds and securities by related persons: 8,678,940
    Total Number of clients from related persons: 34
    Disclosures: 11.D (1),11.D (2),11.D (4),11.D (5)
    Data above was derived from SEC filings.
  • 13F Activity for 12/31/2013

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    13F Holdings Summary

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  • 13F Sector Allocation 12/31/2013

  • 13F Market Value Over Time

    Market values shown on this site may differ from what was reported on the actual filing due to rounding or parsing errors.

    You are limited to the prior 8 quarters of 13F filings. Subscribe to Whalewisdom to view all filing data for THOMPSON DAVIS & CO., INC.

  • Backtester Performance

    Performance for 12/31/2013 quarter Not ready yet
    Performance Last 4 Quarters 0.0%

    13F performance is determined by running a Backtest Report rebalanced choosing the top 10 stocks based on "most frequently held stocks by dollar value" allocating resources by "balancing the portfolio on the basis of aggregate stock weightings".

    Performance shown above in no way reflects a given fund's actual performance during the quarter. Performance values are intended to show what an outside investor might achieve by mimicking the funds portfolio after the 13F report is released (45 days after the end of the quarter).

    You are limited to the prior 8 quarters of 13F filings. Subscribe to Whalewisdom to view all filing data for THOMPSON DAVIS & CO., INC.

  • Recent SEC Filings

    Recent filings
    Form FOCUSN2014-02-28
    Form X-17A-52014-02-28
    Form 13F-HR2014-02-12
    Form SC 13G/A2014-02-06
    Form X-17A-52013-02-21
13F Holdings
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13F Filings Available:
  • 2013-12-31 - 13F-HR (Subscription required)

Form 4 - Non-derivative Insider Transactions Since 12/31/2013

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