Accession Number: | 0001144204-16-105060 |
Date: | 2016-05-24 |
Issuer: | CITIZENS COMMUNITY BANCORP INC. (CZWI) |
Original Submission Date: |
OLDENBERG MARK C.
C/O CITIZENS COMMUNITY BANCORP, INC.
2174 EASTRIDGE CENTER
EAU CLAIRE, WI 54701
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK, PAR VALUE $0.01 PER SHARE | 2016-05-24 | S | 3,570 | d | $9.25 | 16,194 | direct | ||
COMMON STOCK, PAR VALUE $0.01 PER SHARE | 2016-05-26 | M | 4,000 | a | $8.00 | 20,194 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
COMMON STOCK OPTION (RIGHT TO BUY) | 8.0 | 2016-05-26 | deemed execution date | M | 2,000 (a) | 2015-01-24 | 2024-01-24 | common stock 2,000 | $8.00 | 8,000 | direct | |
COMMON STOCK OPTION (RIGHT TO BUY) | 8.0 | 2016-05-26 | deemed execution date | M | 2,000 (a) | 2016-01-24 | 2024-01-24 | common stock 2,000 | $8.00 | 6,000 | direct |
ID | footnote |
---|---|
f1 | the common stock options vest pro rata over a five-year period: 20% of the shares become exercisable on each january 24, 2015, january 24, 2016, january 24, 2017, january 24, 2018 and january 24, 2019. |