Accession Number: | 0001127602-16-053629 |
Date: | 2016-05-24 |
Issuer: | MB FINANCIAL INC /MD (MBFI) |
Original Submission Date: |
YORK JILL E
C/O MB FINANCIAL, INC.
6111 NORTH RIVER ROAD
ROSEMONT, IL 60018
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2016-05-24 | M | 28,212 | a | $24.65 | 102,563 | direct | ||
COMMON STOCK | 2016-05-24 | F | 22,125 | d | $35.89 | 80,438 | direct | ||
COMMON STOCK | 2016-05-25 | S | 2,500 | d | $36.12 | 77,938 | direct | ||
COMMON STOCK | 2016-05-24 | 0 | $0.00 | 572 | indirect | ||||
COMMON STOCK | 2016-05-24 | 0 | $0.00 | 20 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 24.65 | 2016-05-24 | deemed execution date | M | 28,212 (d) | 2012-06-25 | 2018-06-25 | common stock 28,212 | $24.65 | 4,056 | direct | |
STOCK OPTION (RIGHT TO BUY) | 40.0 | deemed execution date | 0 ( ) | 2011-07-25 | 2017-07-25 | common stock 11,695 | $40.00 | 11,695 | direct | |||
STOCK OPTION (RIGHT TO BUY) | 32.89 | deemed execution date | 0 ( ) | 2011-07-25 | 2017-07-25 | common stock 14,309 | $32.89 | 14,309 | direct | |||
STOCK OPTION (RIGHT TO BUY) | 29.0 | deemed execution date | 0 ( ) | 2012-06-25 | 2018-06-25 | common stock 26,344 | $29.00 | 26,344 | direct | |||
STOCK OPTION (RIGHT TO BUY) | 20.4 | deemed execution date | 0 ( ) | 2013-08-29 | 2022-08-29 | common stock 7,229 | $20.40 | 7,229 | direct | |||
STOCK OPTION (RIGHT TO BUY) | 27.09 | deemed execution date | 0 ( ) | 2014-08-28 | 2023-08-28 | common stock 6,624 | $27.09 | 6,624 | direct | |||
PERFORMANCE SHARE UNITS | 0.0 | deemed execution date | 0 ( ) | common stock 7,702 | $0.00 | 7,702 | direct | |||||
STOCK OPTION (RIGHT TO BUY) | 29.8 | deemed execution date | 0 ( ) | 2015-02-26 | 2024-02-26 | common stock 6,259 | $29.80 | 6,259 | direct | |||
PERFORMANCE SHARE UNITS | 0.0 | deemed execution date | 0 ( ) | common stock 6,668 | $0.00 | 6,668 | direct | |||||
STOCK OPTION (RIGHT TO BUY) | 31.26 | deemed execution date | 0 ( ) | 2016-02-25 | 2025-02-25 | common stock 4,512 | $31.26 | 4,512 | direct | |||
PERFORMANCE SHARE UNITS | 0.0 | deemed execution date | 0 ( ) | common stock 5,861 | $0.00 | 5,861 | direct | |||||
STOCK OPTION (RIGHT TO BUY) | 30.33 | deemed execution date | 0 ( ) | 2017-02-24 | 2026-02-24 | common stock 6,062 | $30.33 | 6,062 | direct | |||
PERFORMANCE SHARE UNITS | 0.0 | deemed execution date | 0 ( ) | common stock 6,905 | $0.00 | 6,905 | direct | |||||
RESTRICTED STOCK UNITS | 0.0 | deemed execution date | 0 ( ) | common stock 1,121 | $0.00 | 1,121 | direct | |||||
RESTRICTED STOCK UNITS | 0.0 | deemed execution date | 0 ( ) | common stock 5,524 | $0.00 | 5,524 | direct | |||||
STOCK OPTION (RIGHT TO BUY) | 35.77 | deemed execution date | 0 ( ) | 2010-07-26 | 2016-07-26 | common stock 12,037 | $35.77 | 12,037 | direct | |||
STOCK OPTION (RIGHT TO BUY) | 40.0 | deemed execution date | 0 ( ) | 2010-07-26 | 2016-07-26 | common stock 8,780 | $40.00 | 8,780 | direct |
ID | footnote |
---|---|
f1 | transaction represents withholding of shares based on a net exercise to satisfy tax withholding obligation and exercise cost. |
f2 | this transaction was pursuant to a rule 10b-5 trading plan adopted by the reporting person on november 25, 2015. |
f3 | grant to reporting person of option to purchase shares of common stock under issuer's 1997 omnibus incentive plan. the option is 100% vested. |
f4 | grant to reporting person of option to purchase shares of common stock under issuer's amended and restated omnibus incentive plan. the option vests ratably over 4 years (25% per year). |
f5 | performance based vesting |
f6 | option to purchase shares of common stock granted to the reporting person under issuer's omnibus incentive plan. the option vests annually over 4 years (25% per year beginning on february 25, 2016). |
f7 | option to purchase shares of common stock granted to reporting person under issuer's amended and restated omnibus incentive plan. the option vests annually over 4 years (25% per year beginning february 24, 2017). |
f8 | restricted stock units granted to the reporting person under the issuer's amended and restated omnibus incentive plan. one-half of the restricted stock units are scheduled to vest on february 24, 2017 and one-half of the restricted stock units are scheduled to vest on february 24, 2018. |
f9 | restricted stock units granted to the reporting person under the issuer's amended and restated omnibus incentive plan equal to the same amount of shares of common stock. the restricted stock units vest annually over 4 years (25% per year beginning february 24, 2017). |