Accession Number: | 0001094891-16-000499 |
Date: | 2016-05-25 |
Issuer: | PAVMED INC. (PAVM) |
Original Submission Date: |
FITZGERALD RICHARD F
ONE GRAND CENTRAL PLACE
SUITE 4600
NEW YORK, NY 10165
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2016-05-25 | P | 100 | a | $0.00 | 100 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
WARRANTS | 5.0 | 2016-05-25 | deemed execution date | A | 100 (a) | 2016-10-28 | 2022-01-29 | common stock 100 | $5.00 | 100 | indirect | by custodial account for benefit of son |
ID | footnote |
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f1 | represents securities included within units, each unit comprised of one share of common stock and one warrant. each warrant entitles the holder to purchase one share of the issuer's common stcok at an exercise price of $5.00 per share, subject to adjustment. |
f2 | the units were purchased at a price of $9.75 per unit. |