Form Type: 4

SEC EDGAR Link
Accession Number:0001094891-16-000499
Date:2016-05-25
Issuer: PAVMED INC. (PAVM)
Original Submission Date:

Reporting Person:

FITZGERALD RICHARD F
ONE GRAND CENTRAL PLACE
SUITE 4600 NEW YORK, NY 10165

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2016-05-25 P 100 a $0.00 100 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
WARRANTS 5.0 2016-05-25 deemed execution date A 100 (a) 2016-10-28 2022-01-29 common stock 100 $5.00 100 indirect by custodial account for benefit of son
Footnotes
IDfootnote
f1 represents securities included within units, each unit comprised of one share of common stock and one warrant. each warrant entitles the holder to purchase one share of the issuer's common stcok at an exercise price of $5.00 per share, subject to adjustment.
f2 the units were purchased at a price of $9.75 per unit.
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