Accession Number: | 0001246360-16-006028 |
Date: | 2016-05-25 |
Issuer: | JMP GROUP LLC (JMP) |
Original Submission Date: |
JOLSON JOSEPH A
600 MONTGOMERY STREET, SUITE 1100
SAN FRANCISCO, CA 94111
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON SHARES | 2016-05-25 | P | 15,277 | a | $5.30 | 3,714,042 | indirect | ||
COMMON SHARES | 2016-05-26 | P | 7,419 | a | $5.32 | 3,721,461 | indirect | ||
COMMON SHARES | 2016-05-27 | P | 3,416 | a | $5.40 | 3,724,877 | indirect | ||
COMMON SHARES | 2016-05-25 | 0 | $0.00 | 75,000 | indirect | f1 | |||
COMMON SHARES | 2016-05-25 | 0 | $0.00 | 113,317 | direct | ||||
COMMON SHARES | 2016-05-25 | 0 | $0.00 | 1,392,487 | indirect | f2 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | reflects common shares held by the jolson family foundation, of which mr. jolson is president and treasurer. mr. jolson disclaims beneficial ownership of the shares. |
f2 | reflects common shares held by the joseph a. jolson 1996 trust dtd 3/7/96, of which mr. jolson is a trustee. |
f3 | reflects the acquisition of common shares pursuant to the rule 10b5-1 purchase plan of the reporting person. |
f4 | the range of prices for the common shares is from 5.26 to 5.40. the reporting person undertakes that he will provide, upon request by the staff of the u.s. securities and exchange commission, full information regarding the number of securities sold at each separate price. |
f5 | reflects common shares held by the joseph a. jolson 1991 trust , of which mr. jolson is a trustee. |
f6 | the range of prices for the common shares is from 5.30 to 5.35. the reporting person undertakes that he will provide, upon request by the staff of the u.s. securities and exchange commission, full information regarding the number of securities sold at each separate price. |
f7 | the range of prices for the common shares is from 5.39 to 5.40. the reporting person undertakes that he will provide, upon request by the staff of the u.s. securities and exchange commission, full information regarding the number of securities sold at each separate price. |