Form Type: 4

SEC EDGAR Link
Accession Number:0001246360-16-006028
Date:2016-05-25
Issuer: JMP GROUP LLC (JMP)
Original Submission Date:

Reporting Person:

JOLSON JOSEPH A
600 MONTGOMERY STREET, SUITE 1100
SAN FRANCISCO, CA 94111

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES 2016-05-25 P 15,277 a $5.30 3,714,042 indirect
COMMON SHARES 2016-05-26 P 7,419 a $5.32 3,721,461 indirect
COMMON SHARES 2016-05-27 P 3,416 a $5.40 3,724,877 indirect
COMMON SHARES 2016-05-25 0 $0.00 75,000 indirect f1
COMMON SHARES 2016-05-25 0 $0.00 113,317 direct
COMMON SHARES 2016-05-25 0 $0.00 1,392,487 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 reflects common shares held by the jolson family foundation, of which mr. jolson is president and treasurer. mr. jolson disclaims beneficial ownership of the shares.
f2 reflects common shares held by the joseph a. jolson 1996 trust dtd 3/7/96, of which mr. jolson is a trustee.
f3 reflects the acquisition of common shares pursuant to the rule 10b5-1 purchase plan of the reporting person.
f4 the range of prices for the common shares is from 5.26 to 5.40. the reporting person undertakes that he will provide, upon request by the staff of the u.s. securities and exchange commission, full information regarding the number of securities sold at each separate price.
f5 reflects common shares held by the joseph a. jolson 1991 trust , of which mr. jolson is a trustee.
f6 the range of prices for the common shares is from 5.30 to 5.35. the reporting person undertakes that he will provide, upon request by the staff of the u.s. securities and exchange commission, full information regarding the number of securities sold at each separate price.
f7 the range of prices for the common shares is from 5.39 to 5.40. the reporting person undertakes that he will provide, upon request by the staff of the u.s. securities and exchange commission, full information regarding the number of securities sold at each separate price.
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