Accession Number: | 0000899243-16-021137 |
Date: | 2016-05-27 |
Issuer: | EMERGENT BIOSOLUTIONS INC. (EBS) |
Original Submission Date: |
EL-HIBRI FUAD
400 PROFESSIONAL DRIVE, SUITE 400
GAITHERSBURG, MD 20879
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2016-05-27 | S | 9,835 | d | $43.50 | 1,649,073 | direct | ||
COMMON STOCK | 2016-05-27 | 0 | $0.00 | 2,350,331 | indirect | ||||
COMMON STOCK | 2016-05-27 | 0 | $0.00 | 1,524,155 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | all sales listed on this form 4 were made by the reporting person pursuant to a trading plan adopted on february 29, 2016, that is intended to comply with rule 10b5-1(c) under the exchange act. |
f2 | mr. el-hibri's holdings through intervac, l.l.c. include 1,638,403 shares of common stock held by mr. el-hibri and his wife, as tenants by the entirety, through their 37.7% equity interest in intervac, l.l.c.; 127,721 shares held by mr. el-hibri's wife; and 584,207 shares held by trusts indirectly controlled by mr. el-hibri or his wife. mr. el-hibri disclaims beneficial ownership, for purposes of section 16 of the exchange act or otherwise, of those shares held solely by his wife and those shares held by the trusts. |
f3 | mr. el-hibri holds individually and with his wife, as tenants by the entirety, an aggregate 89.2% equity interest in biovac, l.l.c. biovac, l.l.c. is the direct owner of 1,524,155 shares of common stock. mr. el-hibri disclaims beneficial ownership of the shares of common stock directly owned by biovac, l.l.c. for purposes of section 16, except to the extent of his pecuniary interest in 1,359,546 shares. |