Accession Number: | 0001398344-16-014731 |
Date: | 2016-06-29 |
Issuer: | PACHOLDER HIGH YIELD FUND INC (PHF) |
Original Submission Date: |
BULLDOG INVESTORS, LLC
PARK 80 WEST - PLAZA TWO
250 PEHLE AVE., SUITE 708
SADDLE BROOK, NJ 07663
GOLDSTEIN PHILLIP
PARK 80 WEST - PLAZA TWO
250 PEHLE AVE., SUITE 708
SADDLE BROOK, NJ 07663
DAKOS ANDREW
PARK 80 WEST - PLAZA TWO
250 PEHLE AVE., SUITE 708
SADDLE BROOK, NJ 07663
SAMUELS STEVEN
PARK 80 WEST - PLAZA TWO
250 PEHLE AVE., SUITE 708
SADDLE BROOK, NJ 07663
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2016-06-29 | S | 409 | d | $7.13 | 1,095,023 | indirect | f1 | |
COMMON STOCK | 2016-06-30 | S | 700 | d | $7.14 | 1,094,323 | indirect | f1 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | certain private investment fund clients of bulldog investors, llc are the beneficial owners of these shares. bulldog investors, llc disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. andrew dakos, steven samuels and phillip goldstein are the owners of bulldog investors, llc. each of messrs. dakos, samuels and goldstein also is a principal of the general partner of certain of such private investment fund clients of bulldog investors, llc, and a limited partner in certain of such private fund clients. each of messrs. dakos, samuels and goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. |