| Accession Number: | 0001221432-16-000163 |
| Date: | 2016-08-23 |
| Issuer: | CALAMOS ASSET MANAGEMENT, INC. /DE/ (CLMS) |
| Original Submission Date: |
CALAMOS JOHN P SR
2020 CALAMOS COURT
NAPERVILLE, IL 60563
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCK | 2016-08-23 | P | 165 | a | $7.14 | 8,039 | indirect | ||
| CLASS A COMMON STOCK | 2016-08-24 | P | 13,585 | a | $7.19 | 1,419,785 | direct | ||
| CLASS A COMMON STOCK | 2016-08-23 | 0 | $0.00 | 1,406,199 | direct | ||||
| CLASS A COMMON STOCK | 2016-08-23 | 0 | $0.00 | 3,777,152 | indirect | ||||
| CLASS A COMMON STOCK | 2016-08-23 | 0 | $0.00 | 8,039 | indirect | ||||
| CLASS A COMMON STOCK | 2016-08-23 | 0 | $0.00 | 3,777,152 | indirect |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | total represents 650,926.2610 shares of class a common stock and 755,273 restricted stock units (which will be settled solely in shares of class a common stock). |
| f2 | total represents 664,511.7540 shares of class a common stock and 755,273 restricted stock units (which will be settled solely in shares of class a common stock). |
