Form Type: 4

SEC EDGAR Link
Accession Number:0001462049-16-000006
Date:2016-08-23
Issuer: COSI INC (COSI)
Original Submission Date:

Reporting Person:

PLAISANCE FUND LP
C/O JANUS CAPITAL INSTITUTIONAL ADVISORS
151 DETROIT STREET DENVER, CO 80206

Reporting Person:

JANUS CAPITAL INSTITUTIONAL ADVISORS
151 DETROIT STREET
DENVER, CO 80206

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2016-08-23 S 1,000,000 d $0.25 6,955,129 f3 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the securities reported in this form 4 are beneficially owned directly by plaisance fund lp ("plaisance").
f2 janus capital institutional advisors llc ("jcia"), which serves as the general partner to plaisance, may be deemed to share voting and dispositive power over the securities held by plaisance, and accordingly, may be deemed to be a beneficial owner of the securities reported in this form 4 for purposes of rule 16a-1(a) of the securities exchange act of 1934, as amended. in accordance with instruction 4(b)(iv), the entire amount of the cosi, inc. common stock held by plaisance is reported herein for purposes of the indirect pecuniary interest of jcia.
f3 each of the reporting persons expressly disclaims the beneficial ownership of the shares of cosi, inc. common stock reported herein except to the extent of his or its pecuniary interest therein, if any, and this form 4 shall not be deemed an admission that any of the reporting persons is the beneficial owner of any such securities for purposes of section 16 of the securities exchange act of 1934, as amended, or for any other purposes. any disclosures made by a reporting person herein with respect to persons or entities other than such reporting person are made on information and belief after making inquiry to the appropriate party. each of the reporting persons is responsible for the completeness and accuracy of the information concerning him or it contained herein, but is not responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.
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