Form Type: 4

SEC EDGAR Link
Accession Number:0001140361-16-077825
Date:2016-08-22
Issuer: HENNESSY ADVISORS INC (HNNA)
Original Submission Date:

Reporting Person:

NILSEN TERESA M
7250 REDWOOD BLVD., SUITE 200
NOVATO, CA 94945

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2016-08-22 G 1,000 d $0.00 101,387 direct
COMMON STOCK 2016-08-23 S 307 d $34.47 101,080 direct
COMMON STOCK 2016-08-23 S 4,693 d $35.71 96,387 direct
COMMON STOCK 2016-08-22 0 $0.00 2,024 indirect
COMMON STOCK 2016-08-22 0 $0.00 1,012 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price in column 4 is a weighted average price. the prices actually received ranged from $34.25 to $35.8788. the reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the sec staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this form 4 utilizing a weighted average price.
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