Form Type: 4

SEC EDGAR Link
Accession Number:0001246360-16-006598
Date:2016-08-23
Issuer: ROCKWELL AUTOMATION INC (ROK)
Original Submission Date:

Reporting Person:

HAGERMAN DOUGLAS M
1201 SOUTH SECOND STREET
MILWAUKEE, WI 53204

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2016-08-23 M 9,700 a $69.57 40,391 direct
COMMON STOCK 2016-08-23 S 9,700 d $119.12 30,691 f3 direct
COMMON STOCK 2016-08-23 0 $0.00 211 indirect f1
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 69.57 2016-08-23 deemed execution date M 9,700 (d) 2011-12-07 2020-12-07 common stock 9,700 $69.57 15,700 direct
Footnotes
IDfootnote
f1 shares represented by company stock fund units acquired under the company savings plan based on information furnished by the plan administrator as of 6/30/2016.
f2 price reported in column 4 is a weighted average price. shares sold at prices ranging from $119.10 to $119.22. the reporting person undertakes to provide to the company, any shareowners of the company and the staff of the sec, upon request, full information regarding the number of shares sold at each separate price.
f3 includes 2,950 shares held by the company to implement restrictions on transfer unless and until certain conditions are met.
WhaleWisdom Logo

Elevate your investments