Accession Number: | 0001140361-16-077860 |
Date: | 2016-08-24 |
Issuer: | PROOFPOINT INC (PFPT) |
Original Submission Date: |
KNIGHT DAVID
C/O PROOFPOINT, INC.
892 ROSS DRIVE
SUNNYVALE, CA 94089
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2016-08-24 | M | 3,000 | a | $14.12 | 8,889 | direct | ||
COMMON STOCK | 2016-08-24 | S | 3,000 | d | $76.35 | 5,889 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) | 14.12 | 2016-08-24 | deemed execution date | M | 3,000 (d) | 2023-03-05 | common stock 3,000 | $14.12 | 38,000 | direct |
ID | footnote |
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f1 | the transactions reported on this form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on december 8, 2015. |
f2 | represents the aggregate of sales effected on the same day at different prices. |
f3 | represents the weighted average sales price per share. the shares sold at prices ranging from $76.20 to $76.765 per share. full information regarding the number of shares sold at each price shall be provided upon request to the staff of the u.s. securities and exchange commission, the issuer, or a security holder of the issuer. |
f4 | the stock option is immediately exercisable in full. |