Form Type: 4

SEC EDGAR Link
Accession Number:0001140361-16-077860
Date:2016-08-24
Issuer: PROOFPOINT INC (PFPT)
Original Submission Date:

Reporting Person:

KNIGHT DAVID
C/O PROOFPOINT, INC.
892 ROSS DRIVE SUNNYVALE, CA 94089

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2016-08-24 M 3,000 a $14.12 8,889 direct
COMMON STOCK 2016-08-24 S 3,000 d $76.35 5,889 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 14.12 2016-08-24 deemed execution date M 3,000 (d) 2023-03-05 common stock 3,000 $14.12 38,000 direct
Footnotes
IDfootnote
f1 the transactions reported on this form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on december 8, 2015.
f2 represents the aggregate of sales effected on the same day at different prices.
f3 represents the weighted average sales price per share. the shares sold at prices ranging from $76.20 to $76.765 per share. full information regarding the number of shares sold at each price shall be provided upon request to the staff of the u.s. securities and exchange commission, the issuer, or a security holder of the issuer.
f4 the stock option is immediately exercisable in full.
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