Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-16-138683
Date:2016-08-24
Issuer: TREMOR VIDEO INC. (TRMR)
Original Submission Date:

Reporting Person:

LEE WARREN
C/O CANAAN VII, L.P.
285 RIVERSIDE AVENUE, SUITE 250 WESTPORT, CT 06889

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2016-08-24 S 19,215 d $1.68 7,441,225 indirect f3
COMMON STOCK 2016-08-25 S 30,825 d $1.65 7,410,400 indirect f3
COMMON STOCK 2016-08-24 0 $0.00 102,134 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 these shares were sold by canaan vii l.p. (the "canaan fund").
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $1.67 - $1.74, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this form 4.
f3 these shares are held directly by the canaan fund. canaan partners vii llc ("canaan vii" and together with the canaan fund, the "canaan entities") is the sole general partner of the canaan fund and each may be deemed to have sole voting, investment and dispositive power with respect to the shares held by the canaan fund. warren lee, a non-managing member of canaan vii, serves as the representative of the canaan entities on the issuer's board of directors. mr. lee disclaims beneficial ownership in the securities held by the canaan fund, except to the extent of his pecuniary interest, if any, in such securities by virtue of the limited liability company interests he owns in canaan vii.
f4 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $1.64 - $1.67, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this form 4.
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