Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-16-061167
Date:2016-08-23
Issuer: FACEBOOK INC (FB)
Original Submission Date:

Reporting Person:

KOUM JAN
C/O FACEBOOK, INC.
1601 WILLOW ROAD MENLO PARK, CA 94025

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2016-08-23 S 685,517 d $124.63 18,165,690 indirect f3
CLASS A COMMON STOCK 2016-08-24 S 94,949 d $123.74 18,070,741 indirect f3
CLASS A COMMON STOCK 2016-08-24 S 23,901 d $124.35 18,046,840 indirect f3
CLASS A COMMON STOCK 2016-08-23 0 $0.00 3,500,000 indirect f6
CLASS A COMMON STOCK 2016-08-23 0 $0.00 2,242,343 indirect f7
CLASS A COMMON STOCK 2016-08-23 0 $0.00 2,370,448 indirect f8
CLASS A COMMON STOCK 2016-08-23 0 $0.00 2,236,923 indirect f9
CLASS A COMMON STOCK 2016-08-23 0 $0.00 3,500,000 indirect f10
CLASS A COMMON STOCK 2016-08-23 0 $0.00 2,528,672 indirect f11
CLASS A COMMON STOCK 2016-08-23 0 $0.00 3,500,000 indirect f12
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the sales reported were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person.
f2 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $124.26 to $125.08 per share, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f3 shares held of record by jan koum, trustee of the butterfly trust u/a/d 1/20/2004.
f4 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $123.10 to $124.09 per share, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f5 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $124.10 to $124.66 per share, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f6 shares held of record by jan koum and bny mellon trust of delaware, co-trustees of the jan koum trust viii u/a/d 1/29/2016.
f7 shares held of record by jan koum and bny mellon trust of delaware, co-trustees of the jan koum trust iv u/a/d 2/4/2015.
f8 shares held of record by jan koum and bny mellon trust of delaware, co-trustees of the jan koum trust v u/a/d 4/29/2015.
f9 shares held of record by jan koum and bny mellon trust of delaware, co-trustees of the jan koum trust vi u/a/d 8/5/2015.
f10 shares held of record by jan koum and bny mellon trust of delaware, co-trustees of the jan koum trust vii u/a/d 10/20/2015.
f11 shares held of record by jan koum, trustee of the jan koum trust iii u/a/d 10/9/2014.
f12 shares held of record by jan koum and bny mellon trust of delaware, co-trustees of the jan koum trust ix u/a/d 4/13/2016.
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