Accession Number: | 0000100493-16-000256 |
Date: | 2016-06-20 |
Issuer: | TYSON FOODS INC (TSN) |
Original Submission Date: |
KING DONNIE
2200 DON TYSON PARKWAY
SPRINGDALE, AR 72762
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2016-06-20 | J | 648 | a | $0.00 | 171,135 | direct | ||
CLASS A COMMON STOCK | 2016-08-25 | M | 96,334 | a | $31.82 | 267,469 | direct | ||
CLASS A COMMON STOCK | 2016-08-25 | S | 96,334 | d | $75.75 | 171,135 | direct | ||
CLASS A COMMON STOCK | 2016-08-25 | M | 50,307 | a | $42.26 | 221,442 | direct | ||
CLASS A COMMON STOCK | 2016-08-25 | S | 50,307 | d | $75.75 | 171,135 | direct | ||
CLASS A COMMON STOCK | 2016-08-25 | J | 754 | a | $0.00 | 13,271 | indirect | ||
CLASS A COMMON STOCK | 2016-06-20 | 0 | $0.00 | 950 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
NON-QUALIFIED STOCK OPTIONS (RIGHT TO BUY) | 31.82 | 2016-08-25 | deemed execution date | M | 96,334 (d) | 2014-11-22 | 2023-11-22 | class a common stock 96,334 | $31.82 | 48,166 | direct | |
NON-QUALIFIED STOCK OPTIONS (RIGHT TO BUY) | 42.26 | 2016-08-25 | deemed execution date | M | 50,307 (d) | 2015-11-21 | 2024-11-21 | class a common stock 50,307 | $42.26 | 100,614 | direct |
ID | footnote |
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f1 | represents shares of the issuer's class a common stock received by the reporting person pursuant to the issuer's dividend reinvestment plan since the last statement of changes in beneficial ownership was filed by the reporting person. such acquisitions are exempt from section 16 concurrent reporting requirements pursuant to rule 16a-11. |
f2 | includes 18,133.716 shares of class a common stock which vest on the fourth business day following the filing of the issuer's annual report on form 10-k for its 2016 fiscal year if the performance criterion described in the applicable stock incentive agreement is achieved; 14,144.636 shares of class a common stock which vest on the fourth business day following the filing of the issuer's annual report on form 10-k for its 2017 fiscal year if the performance criterion described in the applicable stock incentive agreement is achieved; 23,523.499 shares of class a common stock which vest on july 1, 2018 if the performance criterion described in the applicable stock incentive agreement is achieved; and 23,619.599 shares of class a common stock which vest on december 1, 2018 if the performance metrics described in the applicable stock incentive agreement are achieved. |
f3 | represents shares of the issuer's class a common stock purchased for the reporting person's account under the issuer's employee stock purchase plan since the last statement of changes in beneficial ownership was filed by the reporting person. such acquisitions are exempt from section 16 concurrent reporting requirements pursuant to rule 16b-3. |