Form Type: 4

SEC EDGAR Link
Accession Number:0001214659-16-013413
Date:2016-08-25
Issuer: NORDSON CORP (NDSN)
Original Submission Date:

Reporting Person:

THAXTON GREGORY A
28601 CLEMENS ROAD
WESTLAKE, OH 44145

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2016-08-25 S 8,121 d $99.00 38,023 f1 direct
COMMON STOCK 2016-08-25 0 $0.00 1,374 indirect f2
COMMON STOCK 2016-08-25 0 $0.00 7,180 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 26.46 deemed execution date 0 ( ) 2017-12-05 common stock 3,200 $26.46 3,200 direct
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 14.37 deemed execution date 0 ( ) 2018-12-04 common stock 13,100 $14.37 7,475 direct
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 27.26 deemed execution date 0 ( ) 2019-12-03 common stock 11,250 $27.26 11,250 direct
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 43.32 deemed execution date 0 ( ) 2020-12-07 common stock 11,400 $43.32 11,400 direct
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 43.73 deemed execution date 0 ( ) 2021-11-28 common stock 13,000 $43.73 13,000 direct
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 61.59 deemed execution date 0 ( ) 2022-11-28 common stock 11,000 $61.59 11,000 direct
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 71.75 deemed execution date 0 ( ) 2023-11-25 common stock 11,000 $71.75 11,000 direct
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 79.66 deemed execution date 0 ( ) 2024-11-24 common stock 12,200 $79.66 12,200 direct
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 70.91 deemed execution date 0 ( ) 2025-11-23 common stock 17,200 $70.91 17,200 direct
Footnotes
IDfootnote
f1 the holdings include 80 shares acquired through dividend payments and are net of shares previously withheld or sold to cover withholding taxes.
f2 represents the number of shares attributable to the reporting person's participation in the company's employee stock ownership plan, exempt pursuant to rule 16b-3(c). the reporting person disclaims beneficial ownership of these securities.
f3 represents the number of shares attributable to the reporting person's participation in the company's savings plan, exempt pursuant to rule 16b-3(c). the reporting person disclaims beneficial ownership of these securities.
f4 all such options have fully vested
f5 on november 28, 2012, the company awarded 11,000 stock options under the company's long-term performance plan. the options vest in 4 equal annual installments beginning on november 28, 2013. the vested portions of such options will become exercisable upon vesting.
f6 on november 25, 2013, the company awarded11,000 stock options under the company's 2012 stock incentive and award plan. the options vest in 4 equal annual installments beginning on november 25, 2014. the vested portions of such options will become exercisable upon vesting.
f7 on november 24, 2014, the company awarded 12,200 stock options under the company's 2012 stock incentive and award plan. the options vest in 4 equal annual installments beginning on november 24, 2015. the vested portions of such options will become exercisable upon vesting.
f8 on november 23, 2015, the company awarded 17,200 stock options under the company's 2012 stock incentive and award plan. the options vest in 4 equal annual installments beginning on november 23, 2016. the vested portions of such options will become exercisable upon vesting.
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