Accession Number: | 0001214659-16-013413 |
Date: | 2016-08-25 |
Issuer: | NORDSON CORP (NDSN) |
Original Submission Date: |
THAXTON GREGORY A
28601 CLEMENS ROAD
WESTLAKE, OH 44145
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2016-08-25 | S | 8,121 | d | $99.00 | 38,023 f1 | direct | ||
COMMON STOCK | 2016-08-25 | 0 | $0.00 | 1,374 | indirect | f2 | |||
COMMON STOCK | 2016-08-25 | 0 | $0.00 | 7,180 | indirect | f3 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) | 26.46 | deemed execution date | 0 ( ) | 2017-12-05 | common stock 3,200 | $26.46 | 3,200 | direct | ||||
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) | 14.37 | deemed execution date | 0 ( ) | 2018-12-04 | common stock 13,100 | $14.37 | 7,475 | direct | ||||
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) | 27.26 | deemed execution date | 0 ( ) | 2019-12-03 | common stock 11,250 | $27.26 | 11,250 | direct | ||||
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) | 43.32 | deemed execution date | 0 ( ) | 2020-12-07 | common stock 11,400 | $43.32 | 11,400 | direct | ||||
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) | 43.73 | deemed execution date | 0 ( ) | 2021-11-28 | common stock 13,000 | $43.73 | 13,000 | direct | ||||
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) | 61.59 | deemed execution date | 0 ( ) | 2022-11-28 | common stock 11,000 | $61.59 | 11,000 | direct | ||||
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) | 71.75 | deemed execution date | 0 ( ) | 2023-11-25 | common stock 11,000 | $71.75 | 11,000 | direct | ||||
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) | 79.66 | deemed execution date | 0 ( ) | 2024-11-24 | common stock 12,200 | $79.66 | 12,200 | direct | ||||
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) | 70.91 | deemed execution date | 0 ( ) | 2025-11-23 | common stock 17,200 | $70.91 | 17,200 | direct |
ID | footnote |
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f1 | the holdings include 80 shares acquired through dividend payments and are net of shares previously withheld or sold to cover withholding taxes. |
f2 | represents the number of shares attributable to the reporting person's participation in the company's employee stock ownership plan, exempt pursuant to rule 16b-3(c). the reporting person disclaims beneficial ownership of these securities. |
f3 | represents the number of shares attributable to the reporting person's participation in the company's savings plan, exempt pursuant to rule 16b-3(c). the reporting person disclaims beneficial ownership of these securities. |
f4 | all such options have fully vested |
f5 | on november 28, 2012, the company awarded 11,000 stock options under the company's long-term performance plan. the options vest in 4 equal annual installments beginning on november 28, 2013. the vested portions of such options will become exercisable upon vesting. |
f6 | on november 25, 2013, the company awarded11,000 stock options under the company's 2012 stock incentive and award plan. the options vest in 4 equal annual installments beginning on november 25, 2014. the vested portions of such options will become exercisable upon vesting. |
f7 | on november 24, 2014, the company awarded 12,200 stock options under the company's 2012 stock incentive and award plan. the options vest in 4 equal annual installments beginning on november 24, 2015. the vested portions of such options will become exercisable upon vesting. |
f8 | on november 23, 2015, the company awarded 17,200 stock options under the company's 2012 stock incentive and award plan. the options vest in 4 equal annual installments beginning on november 23, 2016. the vested portions of such options will become exercisable upon vesting. |