Accession Number: | 0000899243-16-028108 |
Date: | 2016-08-24 |
Issuer: | TRANSUNION (TRU) |
Original Submission Date: |
ELBERFELD TIMOTHY
C/O TRANSUNION
555 WEST ADAMS STREET
CHICAGO, IL 60661
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2016-08-24 | M | 9,865 | a | $4.99 | 16,243 | direct | ||
COMMON STOCK | 2016-08-24 | M | 1,583 | a | $8.57 | 17,826 | direct | ||
COMMON STOCK | 2016-08-24 | S | 4,891 | d | $32.80 | 12,935 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTIONS (RIGHT TO BUY) | 4.99 | 2016-08-24 | deemed execution date | M | 9,865 (d) | 2022-08-01 | common stock 9,865 | $4.99 | 2,467 | direct | ||
STOCK OPTIONS (RIGHT TO BUY) | 8.57 | 2016-08-24 | deemed execution date | M | 1,583 (d) | 2023-09-26 | common stock 1,583 | $8.57 | 1,296 | direct |
ID | footnote |
---|---|
f1 | includes 272 shares of common stock acquired pursuant to the issuer's employee stock purchase plan since the reporting person's last report, which acquisitions are exempt from section 16 of the securities exchange act of 1934. |
f2 | the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $32.78 to $32.84, inclusive. the reporting person undertakes to provide to transunion, any security holder of transunion, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
f3 | represents an initial grant of 12,332 stock options, 20% of which vested on august 1, 2013 and 5% of which vest on the last day of each subsequent full calendar quarter. |
f4 | represents an initial grant of 2,879 stock options, 20% of which vested on september 26, 2014 and 5% of which vest on the last day of each subsequent full calendar quarter. |