Form Type: 4

SEC EDGAR Link
Accession Number:0001614094-16-000147
Date:2016-08-26
Issuer: NETAPP, INC. (NTAP)
Original Submission Date:

Reporting Person:

KURIAN GEORGE
495 EAST JAVA DRIVE
SUNNYVALE, CA 94089

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2016-08-26 M 32,500 a $29.44 92,746 direct
COMMON STOCK 2016-08-26 S 48,176 d $34.87 44,570 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 29.44 2016-08-26 deemed execution date M 32,500 (d) 2019-05-31 common stock 32,500 $29.44 0 direct
Footnotes
IDfootnote
f1 the price in column 4 is a weighted average price. the prices actually received ranged from $34.75 to $34.95. the reporting person will provide to the issuer, any security holder of the issuer, or the sec staff, upon request, information regarding the number of shares sold at each price within the range.
f2 option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
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