Accession Number: | 0001614094-16-000147 |
Date: | 2016-08-26 |
Issuer: | NETAPP, INC. (NTAP) |
Original Submission Date: |
KURIAN GEORGE
495 EAST JAVA DRIVE
SUNNYVALE, CA 94089
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2016-08-26 | M | 32,500 | a | $29.44 | 92,746 | direct | ||
COMMON STOCK | 2016-08-26 | S | 48,176 | d | $34.87 | 44,570 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) | 29.44 | 2016-08-26 | deemed execution date | M | 32,500 (d) | 2019-05-31 | common stock 32,500 | $29.44 | 0 | direct |
ID | footnote |
---|---|
f1 | the price in column 4 is a weighted average price. the prices actually received ranged from $34.75 to $34.95. the reporting person will provide to the issuer, any security holder of the issuer, or the sec staff, upon request, information regarding the number of shares sold at each price within the range. |
f2 | option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date. |