Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-16-142557
Date:2016-09-20
Issuer: BOX INC (BOX)
Original Submission Date:

Reporting Person:

LEVIN DANIEL J
900 JEFFERSON AVENUE
REDWOOD CITY, CA 94063

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2016-09-20 C 5,000 a $0.00 5,000 indirect f1
CLASS A COMMON STOCK 2016-09-20 S 5,000 d $14.61 0 indirect f1
CLASS A COMMON STOCK 2016-09-20 0 $0.00 3,752 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS B COMMON STOCK 0.0 2016-09-20 deemed execution date C 5,000 (d) class a common stock 5,000 $0.00 1,373,600 indirect see footnote
Footnotes
IDfootnote
f1 the shares are held of record by daniel j. levin and naomi j. andrews, as trustees of the levin/andrews family trust.
f2 the reported sales were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on october 7, 2015.
f3 this sale price represents the weighted average sale price of the shares sold ranging from $14.47 to $14.75 per share. upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this form 4.
f4 includes 673 shares acquired by the reporting person pursuant to the issuer's employee stock purchase plan.
f5 each share of class b common stock is convertible into one share of class a common stock at the option of the holder and has no expiration date.
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