Accession Number: | 0001209191-16-142557 |
Date: | 2016-09-20 |
Issuer: | BOX INC (BOX) |
Original Submission Date: |
LEVIN DANIEL J
900 JEFFERSON AVENUE
REDWOOD CITY, CA 94063
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2016-09-20 | C | 5,000 | a | $0.00 | 5,000 | indirect | f1 | |
CLASS A COMMON STOCK | 2016-09-20 | S | 5,000 | d | $14.61 | 0 | indirect | f1 | |
CLASS A COMMON STOCK | 2016-09-20 | 0 | $0.00 | 3,752 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
CLASS B COMMON STOCK | 0.0 | 2016-09-20 | deemed execution date | C | 5,000 (d) | class a common stock 5,000 | $0.00 | 1,373,600 | indirect | see footnote |
ID | footnote |
---|---|
f1 | the shares are held of record by daniel j. levin and naomi j. andrews, as trustees of the levin/andrews family trust. |
f2 | the reported sales were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on october 7, 2015. |
f3 | this sale price represents the weighted average sale price of the shares sold ranging from $14.47 to $14.75 per share. upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this form 4. |
f4 | includes 673 shares acquired by the reporting person pursuant to the issuer's employee stock purchase plan. |
f5 | each share of class b common stock is convertible into one share of class a common stock at the option of the holder and has no expiration date. |