Footnotes
ID | footnote |
f1 |
this represents shares of issuer common stock held by the reporting person sean o'sullivan revocable living trust. the natural person with ultimate voting control or investment control over the shares of common stock held by sean o'sullivan revocable living trust is sean o'sullivan. |
f2 |
due to a clerical error, the reporting person is filling this amendment to correct the previously reported form 4 filed on september 21, 2016 that incorrectly reported the disposition of shares from the reporting person instead of from sosv investments llc. this amendment is being filed to correct that error. |
f3 |
this represents shares of issuer common stock held by sosv investments llc f/k/a sosventures llc. the natural person with ultimate voting control or investment control over the shares of common stock held by sosv investments llc is sean o'sullivan, who is also the natural person with ultimate voting control or investment control over the reporting person. |
f4 |
the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $3.50 to $3.52 per share, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
f5 |
the exercise price is subject to downward adjustment if, prior to nine months after june 23, 2016, the issuer issues warrants in a capital raising transaction that entitle the holder to acquire common stock at a price per share that is less than $25.00 |