Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-16-142729
Date:2016-09-22
Issuer: TIPTREE FINANCIAL INC. (TIPT)
Original Submission Date:

Reporting Person:

BARNES MICHAEL GENE
C/O TIPTREE FINANCIAL INC.
780 THIRD AVENUE 21ST FLOOR NEW YORK, NY 10017

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2016-09-22 P 1,020 a $5.97 3,687,543 direct
CLASS A COMMON STOCK 2016-09-22 P 471 a $6.04 3,688,014 direct
CLASS A COMMON STOCK 2016-09-22 P 258 a $5.98 3,688,272 direct
CLASS A COMMON STOCK 2016-09-22 P 253 a $5.99 3,688,525 direct
CLASS A COMMON STOCK 2016-09-22 P 142 a $6.16 3,688,667 direct
CLASS A COMMON STOCK 2016-09-22 P 100 a $6.10 3,688,767 direct
CLASS A COMMON STOCK 2016-09-22 P 88 a $6.11 3,688,855 direct
CLASS A COMMON STOCK 2016-09-22 P 23 a $6.03 3,688,878 direct
CLASS A COMMON STOCK 2016-09-23 P 606 a $6.02 3,689,484 direct
CLASS A COMMON STOCK 2016-09-23 P 141 a $6.07 3,689,625 direct
CLASS A COMMON STOCK 2016-09-23 P 110 a $6.05 3,689,735 direct
CLASS A COMMON STOCK 2016-09-23 P 100 a $5.95 3,689,835 direct
CLASS A COMMON STOCK 2016-09-23 P 86 a $6.01 3,689,921 direct
CLASS A COMMON STOCK 2016-09-23 P 69 a $6.04 3,689,990 direct
CLASS A COMMON STOCK 2016-09-23 P 42 a $6.06 3,690,032 direct
CLASS A COMMON STOCK 2016-09-23 P 41 a $5.98 3,690,073 direct
CLASS A COMMON STOCK 2016-09-23 P 35 a $6.08 3,690,108 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 purchases pursuant to a rule 10b5-1 trading plan.
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