Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-16-063156
Date:2016-09-22
Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
Original Submission Date:

Reporting Person:

RANKIN THOMAS T
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS, OH 44124

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2016-09-22 P 3 a $51.43 13 indirect
CLASS A COMMON STOCK 2016-09-22 P 3 a $51.43 13 indirect
CLASS A COMMON STOCK 2016-09-22 P 2 a $49.51 44 indirect
CLASS A COMMON STOCK 2016-09-22 P 12 a $51.43 56 indirect
CLASS A COMMON STOCK 2016-09-22 P 48 a $49.51 5,204 indirect f4
CLASS A COMMON STOCK 2016-09-22 P 442 a $51.43 5,646 indirect f4
CLASS A COMMON STOCK 2016-09-22 P 48 a $49.51 5,203 indirect f4
CLASS A COMMON STOCK 2016-09-22 P 442 a $51.43 5,645 indirect f4
CLASS A COMMON STOCK 2016-09-22 P 48 a $49.51 5,203 indirect f4
CLASS A COMMON STOCK 2016-09-22 P 442 a $51.43 5,645 indirect f4
CLASS A COMMON STOCK 2016-09-22 0 $0.00 3,622 indirect f6
CLASS A COMMON STOCK 2016-09-22 0 $0.00 14,343 indirect f6
CLASS A COMMON STOCK 2016-09-22 0 $0.00 1,843 indirect f6
CLASS A COMMON STOCK 2016-09-22 0 $0.00 9,565 indirect f6
CLASS A COMMON STOCK 2016-09-22 0 $0.00 8,177 indirect f6
CLASS A COMMON STOCK 2016-09-22 0 $0.00 7 direct
CLASS A COMMON STOCK 2016-09-22 0 $0.00 19 indirect
CLASS A COMMON STOCK 2016-09-22 0 $0.00 25,324 indirect
CLASS A COMMON STOCK 2016-09-22 0 $0.00 36,839 indirect
CLASS A COMMON STOCK 2016-09-22 0 $0.00 65,824 indirect
CLASS A COMMON STOCK 2016-09-22 0 $0.00 1,975 indirect
CLASS A COMMON STOCK 2016-09-22 0 $0.00 146,004 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 6,598 $0.00 6,598 indirect serves as trustee of the btr 2012 gst for the benefit of james rankin
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 6,598 $0.00 6,598 indirect serves as trustee of btr 2012 gst for the benefit of matthew rankin
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 6,598 $0.00 6,598 indirect serves as trustee of btr 2012 gst for the benefit of t. parker rankin
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 3,622 $0.00 3,622 indirect held by spouse
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 25,657 $0.00 25,657 indirect spouses proportionate interest in shares held by ra1
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 1,843 $0.00 1,843 indirect spouse's proportionate limited partnership interest in shares held by ra ii lp
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 9,565 $0.00 9,565 indirect son's proportionate lp interest in shares held by ra ii for benefit of son
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 8,509 $0.00 8,509 indirect co-trustee for the benefit of reporting person's son.
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 7 $0.00 7 direct
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 31 $0.00 31 indirect proportionate general partnership interest in shares of rankin associates iv, l.p held by the trust
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 45,300 $0.00 45,300 indirect proportionate interest in shares held in ra1
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 36,839 $0.00 36,839 indirect proportionate limited partnership interests in shares held by rankin associates ii, l.p
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 104,286 $0.00 104,286 indirect proportionate lp interest in shares held in ra4
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 1,975 $0.00 1,975 indirect proportionate interest in shares of rmi
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 145,912 $0.00 145,912 indirect reporting person serves as trustee of a trust for the benefit of thomas t. rankin
Footnotes
IDfootnote
f1 sept 22, 2016-weighted average block 2- share price represents average price between $51.04 and $51.78.
f2 sept 22, 2016-weighted average block 1- share price represents average price between $49.4899 and $49.55.
f3 proportionate interest in shares held by ravi
f4 child's proportionate limited partnership interest in shares held by rankin associates i, l.p., which is held in a trust for the benefit of the child
f5 proportionate interest in shares held by ravi
f6 reporting person disclaims beneficial ownership of all such shares.
f7 n/a
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