Form Type: 4

SEC EDGAR Link
Accession Number:0000846623-16-000024
Date:2016-09-22
Issuer: SHAKE SHACK INC. (SHAK)
Original Submission Date:

Reporting Person:

SLOATE LAURA J
35 EAST 75TH STREET
NEW YORK, NY 10021

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2016-09-22 S 1,500 d $35.07 26,000 direct
CLASS A COMMON STOCK 2016-09-23 S 2,500 d $35.27 23,500 direct
CLASS A COMMON STOCK 2016-09-23 S 1,000 d $35.40 22,500 direct
CLASS B COMMON STOCK 2016-09-22 0 $0.00 225,074 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
COMMON MEMBERSHIP INTERESTS 0.0 2016-09-22 deemed execution date 0 ( ) class a common stock 225,074 $0.00 225,074 direct
Footnotes
IDfootnote
f1 upon the reclassification of the reporting person's llc interests in connection with the issuer's ipo in february 2015, the reporting person was issued one share of class b common stock for each llc interest. one share of class b common stock must be surrendered and canceled upon conversion or redemption of each llc interest for class a common stock, as described in fn. 2.
f2 in connection with the issuer's ipo, the reporting person's membership interests in sse holdings, llc (the "llc interests") became convertible into an equal number of shares of class a common stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such class a shares. surrender of one share of class b common stock is required for each llc interest redeemed, as described in fn. 1.
f3 the llc interests may be converted or redeemed at any time and have no expiration date.
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