Accession Number: | 0000846623-16-000024 |
Date: | 2016-09-22 |
Issuer: | SHAKE SHACK INC. (SHAK) |
Original Submission Date: |
SLOATE LAURA J
35 EAST 75TH STREET
NEW YORK, NY 10021
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2016-09-22 | S | 1,500 | d | $35.07 | 26,000 | direct | ||
CLASS A COMMON STOCK | 2016-09-23 | S | 2,500 | d | $35.27 | 23,500 | direct | ||
CLASS A COMMON STOCK | 2016-09-23 | S | 1,000 | d | $35.40 | 22,500 | direct | ||
CLASS B COMMON STOCK | 2016-09-22 | 0 | $0.00 | 225,074 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
COMMON MEMBERSHIP INTERESTS | 0.0 | 2016-09-22 | deemed execution date | 0 ( ) | class a common stock 225,074 | $0.00 | 225,074 | direct |
ID | footnote |
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f1 | upon the reclassification of the reporting person's llc interests in connection with the issuer's ipo in february 2015, the reporting person was issued one share of class b common stock for each llc interest. one share of class b common stock must be surrendered and canceled upon conversion or redemption of each llc interest for class a common stock, as described in fn. 2. |
f2 | in connection with the issuer's ipo, the reporting person's membership interests in sse holdings, llc (the "llc interests") became convertible into an equal number of shares of class a common stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such class a shares. surrender of one share of class b common stock is required for each llc interest redeemed, as described in fn. 1. |
f3 | the llc interests may be converted or redeemed at any time and have no expiration date. |