Accession Number: | 0001094739-16-000257 |
Date: | 2016-09-22 |
Issuer: | FINISAR CORP (FNSR) |
Original Submission Date: |
FERGUSON ROGER C
1389 MOFFETT PARK DRIVE
C/O CORPORATE SECRETARY
SUNNYVALE, CA 94089-1133
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2016-09-22 | M | 209 | a | $3.36 | 42,140 | direct | ||
COMMON STOCK | 2016-09-22 | S | 2,853 | d | $29.05 | 39,287 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 3.36 | 2016-09-22 | deemed execution date | M | 209 (d) | 2011-12-12 | 2018-12-12 | common stock 209 | $3.36 | 0 | direct |
ID | footnote |
---|---|
f1 | shares were sold pursuant to a rule 10b5-1 stock trading plan adopted by the reporting person on march 24, 2016. |