Form Type: 4

SEC EDGAR Link
Accession Number:0001094739-16-000257
Date:2016-09-22
Issuer: FINISAR CORP (FNSR)
Original Submission Date:

Reporting Person:

FERGUSON ROGER C
1389 MOFFETT PARK DRIVE
C/O CORPORATE SECRETARY SUNNYVALE, CA 94089-1133

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2016-09-22 M 209 a $3.36 42,140 direct
COMMON STOCK 2016-09-22 S 2,853 d $29.05 39,287 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 3.36 2016-09-22 deemed execution date M 209 (d) 2011-12-12 2018-12-12 common stock 209 $3.36 0 direct
Footnotes
IDfootnote
f1 shares were sold pursuant to a rule 10b5-1 stock trading plan adopted by the reporting person on march 24, 2016.
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