Form Type: 4

SEC EDGAR Link
Accession Number:0000947871-16-001514
Date:2016-09-26
Issuer: ALJ REGIONAL HOLDINGS INC (ALJJ)
Original Submission Date:

Reporting Person:

RAVICH JESS M
244 MADISON AVENUE, PMB #358
NEW YORK, NY 10016

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2016-09-26 S 5,000 d $4.61 5,278,751 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on september 13, 2016
f2 price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. actual prices ranged from $4.55- $4.71
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