Accession Number: | 0001601045-16-000013 |
Date: | 2016-12-01 |
Issuer: | QUOTIENT TECHNOLOGY INC. (QUOT) |
Original Submission Date: |
BOAL STEVEN R.
C/O QUOTIENT TECHNOLOGY INC.
400 LOGUE AVENUE
MOUNTAIN VIEW, CA 94043
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2016-12-01 | M | 139,700 | a | $0.27 | 1,432,205 | direct | ||
COMMON STOCK | 2016-12-01 | S | 139,700 | d | $12.00 | 1,292,505 | direct | ||
COMMON STOCK | 2016-12-02 | M | 100,300 | a | $0.27 | 1,392,805 | direct | ||
COMMON STOCK | 2016-12-02 | S | 100,300 | d | $11.32 | 1,292,505 | direct | ||
COMMON STOCK | 2016-12-01 | 0 | $0.00 | 3,954,976 | indirect | f3 | |||
COMMON STOCK | 2016-12-01 | 0 | $0.00 | 454,733 | indirect | f4 | |||
COMMON STOCK | 2016-12-01 | 0 | $0.00 | 454,733 | indirect | f5 | |||
COMMON STOCK | 2016-12-01 | 0 | $0.00 | 3,237 | indirect | f6 | |||
COMMON STOCK | 2016-12-01 | 0 | $0.00 | 3,237 | indirect | f7 | |||
COMMON STOCK | 2016-12-01 | 0 | $0.00 | 3,237 | indirect | f8 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 0.2688 | 2016-12-01 | deemed execution date | M | 139,700 (d) | 2008-01-19 | 2017-01-19 | common stock 139,700 | $0.27 | 100,300 | direct | |
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 0.2688 | 2016-12-02 | deemed execution date | M | 100,300 (d) | 2008-01-19 | 2017-01-19 | common stock 100,300 | $0.27 | 0 | direct |
ID | footnote |
---|---|
f1 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $11.75 to $12.28, inclusive. the reporting person undertakes to provide quotient technology inc., any security holder of quotient technology inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
f2 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $11.00 to $11.90, inclusive. the reporting person undertakes to provide quotient technology inc., any security holder of quotient technology inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
f3 | these shares are held directly by the smsej family trust u/a dated july 18, 2005 of which mr. boal is a co-trustee. |
f4 | these shares are held directly by steven r boal ttee of the steven r boal annuity trust dated december 6, 2013. |
f5 | these shares are held directly by steven r. boal ttee of the michelle l boal annuity trust dated december 6, 2013. |
f6 | these shares are held directly by stuart shiff ttee of the ebb 2011 trust dated september 23, 2011. |
f7 | these shares are held directly by stuart shiff ttee of the jmb 2011 trust dated september 23, 2011. |
f8 | these shares are held directly by stuart shiff ttee of the seb 2011 trust dated september 23, 2011. |