Accession Number: | 0001628280-16-021839 |
Date: | 2016-12-05 |
Issuer: | KAISER ALUMINUM CORP (KALU) |
Original Submission Date: |
BARNESON JOHN
C/O KAISER ALUMINUM CORP.
27422 PORTOLA PARKWAY SUITE 200
FOOTHILL RANCH, CA 92610
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) | 2016-12-05 | M | 2,334 | a | $80.01 | 11,367 | direct | ||
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) | 2016-12-05 | S | 2,334 | d | $84.57 | 9,033 | direct | ||
COMMON STOCK, PAR VALUE $0.01 PER SHARE | 2016-12-05 | 0 | $0.00 | 49,611 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) | 80.01 | 2016-12-05 | deemed execution date | M | 2,334 (d) | 2017-04-03 | common stock, par value $0.01 per share 2,334 | $80.01 | 0 | direct |
ID | footnote |
---|---|
f1 | the acquisition of 3,368 shares was inadvertently reported as a grant of restricted stock on the reporting person's prior form 4. such shares were acquired pursuant to a grant of restricted stock units. these restricted stock units have the same vesting terms as previously reported |
f2 | stock option award granted on april 3, 2007 for 2,334 shares of common stock, with one-third of such options vested on each of the first, second and third anniversaries of the grant date. |