Form Type: 4

SEC EDGAR Link
Accession Number:0001628280-16-021839
Date:2016-12-05
Issuer: KAISER ALUMINUM CORP (KALU)
Original Submission Date:

Reporting Person:

BARNESON JOHN
C/O KAISER ALUMINUM CORP.
27422 PORTOLA PARKWAY SUITE 200 FOOTHILL RANCH, CA 92610

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 2016-12-05 M 2,334 a $80.01 11,367 direct
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 2016-12-05 S 2,334 d $84.57 9,033 direct
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2016-12-05 0 $0.00 49,611 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 80.01 2016-12-05 deemed execution date M 2,334 (d) 2017-04-03 common stock, par value $0.01 per share 2,334 $80.01 0 direct
Footnotes
IDfootnote
f1 the acquisition of 3,368 shares was inadvertently reported as a grant of restricted stock on the reporting person's prior form 4. such shares were acquired pursuant to a grant of restricted stock units. these restricted stock units have the same vesting terms as previously reported
f2 stock option award granted on april 3, 2007 for 2,334 shares of common stock, with one-third of such options vested on each of the first, second and third anniversaries of the grant date.
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