Form Type: 4
SEC EDGAR Link| Acccession Number: | 0000914317-12-000909 |
| Date: | 2012-06-19 |
| Issuer: | ESPEY MFG & ELECTRONICS CORP (ESP) |
| Original Submission Date: |
Reporting Person:
PINSLEY HOWARD M
5 LONGWOOD DRIVE
SARATOGA SPRINGS, NY 12866
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK - $.33 1/3 PAR VALUE | 2012-06-19 | S | 200 | d | $25.67 | 65,813 | direct | ||
| COMMON STOCK - $.33 1/3 PAR VALUE | 0 | $0.00 | 30,905 | indirect | |||||
| STOCK OPTION | 0 | $0.00 | 0 | direct | |||||
| STOCK OPTION | 0 | $0.00 | 0 | direct | |||||
| STOCK OPTION | 0 | $0.00 | 0 | direct | |||||
| STOCK OPTION | 0 | $0.00 | 0 | direct | |||||
| STOCK OPTION | 0 | $0.00 | 0 | direct | |||||
| STOCK OPTION | 0 | $0.00 | 0 | direct | |||||
| STOCK OPTION | 0 | $0.00 | 0 | direct | |||||
| STOCK OPTION | 0 | $0.00 | 24,800 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK - $.33 1/3 PAR VALUE | 0.0 | 2012-06-19 | deemed execution date | S | 200 (d) | $0.00 | 65,813 | direct | ||||
| COMMON STOCK - $.33 1/3 PAR VALUE | 0.0 | deemed execution date | 0 ( ) | $0.00 | 30,905 | indirect | esop trust | |||||
| STOCK OPTION | 17.36 | deemed execution date | 0 ( ) | 2007-10-13 | 2015-10-13 | common stock 4,000 | $17.36 | 0 | direct | |||
| STOCK OPTION | 17.8 | deemed execution date | 0 ( ) | 2008-05-19 | 2016-05-19 | common stock 4,000 | $17.80 | 0 | direct | |||
| STOCK OPTION | 18.29 | deemed execution date | 0 ( ) | 2009-02-21 | 2017-02-21 | common stock 4,000 | $18.29 | 0 | direct | |||
| STOCK OPTION | 21.54 | deemed execution date | 0 ( ) | 2010-05-23 | 2018-05-23 | common stock 4,000 | $21.54 | 0 | direct | |||
| STOCK OPTION | 17.09 | deemed execution date | 0 ( ) | 2011-02-20 | 2019-02-20 | common stock 4,000 | $17.09 | 0 | direct | |||
| STOCK OPTION | 19.2 | deemed execution date | 0 ( ) | 2012-08-19 | 2020-08-19 | common stock 1,600 | $19.20 | 0 | direct | |||
| STOCK OPTION | 25.1 | deemed execution date | 0 ( ) | 2013-08-26 | 2021-08-26 | common stock 1,600 | $25.10 | 0 | direct | |||
| STOCK OPTION | 25.18 | deemed execution date | 0 ( ) | 2014-06-01 | 2022-06-01 | common stock 1,600 | $25.18 | 24,800 | direct |
| ID | footnote |
|---|