Form Type: 4
SEC EDGAR Link| Acccession Number: | 0001249155-12-000010 |
| Date: | 2012-06-20 |
| Issuer: | S&W SEED CO (SANW) |
| Original Submission Date: |
Reporting Person:
LISHMAN ROBERT W
430 CAMBRIDGE AVENUE, SUITE 100
PALO ALTO, CA 94306
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2012-06-20 | S | 26,500 | d | $5.92 | 1,914,500 | indirect | f1 | |
| COMMON STOCK | 2012-06-20 | S | 400 | d | $5.93 | 1,914,100 | indirect | f1 | |
| COMMON STOCK | 2012-06-20 | S | 200 | d | $5.93 | 1,913,000 | indirect | f1 | |
| COMMON STOCK | 2012-06-20 | S | 5,100 | d | $5.93 | 2 | indirect | f1 |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 0.0 | 2012-06-20 | deemed execution date | S | 26,500 (d) | $0.00 | 1,914,500 | indirect | by limited partnership | |||
| COMMON STOCK | 0.0 | 2012-06-20 | deemed execution date | S | 400 (d) | $0.00 | 1,914,100 | indirect | by limited partnership | |||
| COMMON STOCK | 0.0 | 2012-06-20 | deemed execution date | S | 200 (d) | $0.00 | 1,913,000 | indirect | by limited partnership | |||
| COMMON STOCK | 0.0 | 2012-06-20 | deemed execution date | S | 5,100 (d) | $0.00 | 2 | indirect | by limited partnership |
| ID | footnote |
|---|---|
| f1 | the reporting person is the general partner of the seller limited partnership. as such, he is deemed to be the beneficial owner of the portfolio securities owned by the limited partnership. he disclaims beneficial ownership of the securities owned by the limited partnership except to the extent of his pecuniary interest. |