Form Type: 4
SEC EDGAR Link| Acccession Number: | 0001181431-12-040432 |
| Date: | 2012-07-09 |
| Issuer: | FLUIDIGM CORP (FLDM) |
| Original Submission Date: |
Reporting Person:
SMITH WILLIAM MAXWELL
FLUIDIGM CORPORATION
7000 SHORELINE COURT, SUITE 100
SOUTH SAN FRANCISCO, CA 94080
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2012-07-09 | M | 3,000 | a | $1.82 | 52,545 | direct | ||
| COMMON STOCK | 2012-07-09 | S | 3,000 | d | $14.53 | 49,545 | direct | ||
| EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 2012-07-09 | M | 3,000 | d | $0.00 | 3,412 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 0.0 | 2012-07-09 | deemed execution date | M | 3,000 (a) | $0.00 | 52,545 | direct | ||||
| COMMON STOCK | 0.0 | 2012-07-09 | deemed execution date | S | 3,000 (d) | $0.00 | 49,545 | direct | ||||
| EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 1.82 | 2012-07-09 | deemed execution date | M | 3,000 (d) | 2013-07-15 | common stock 3,000 | $1.82 | 3,412 | direct |
| ID | footnote |
|---|---|
| f1 | the sales reported by mr. smith were effected pursuant to a rule 10b5-1 trading plan adopted on september 6, 2011. |
| f2 | the option fully vested on april 1, 2007. |