Form Type: 4
SEC EDGAR Link| Acccession Number: | 0000014693-12-000106 |
| Date: | 2012-07-09 |
| Issuer: | BROWN FORMAN CORP (BFA, BFB) |
| Original Submission Date: |
Reporting Person:
HOLLAND AUGUSTA BROWN
850 DIXIE HWY
LOUISVILLE, KY 40210
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| CLASS B COMMON | 2012-07-09 | S | 64,617 | d | $93.81 | 144,960 | indirect | ||
| CLASS B COMMON | 2012-07-09 | S | 1,437 | d | $94.64 | 143,523 | indirect | ||
| CLASS B COMMON | 0 | $0.00 | 77,582 | direct | |||||
| CLASS B COMMON | 0 | $0.00 | 383 | indirect | |||||
| CLASS B COMMON | 0 | $0.00 | 1,320 | indirect | |||||
| CLASS B COMMON | 0 | $0.00 | 26,298 | indirect | |||||
| CLASS B COMMON | 0 | $0.00 | 8,597 | indirect | |||||
| CLASS B COMMON | 0 | $0.00 | 364 | indirect | |||||
| CLASS B COMMON | 0 | $0.00 | 128,149 | indirect | |||||
| CLASS B COMMON | 0 | $0.00 | 12,800 | indirect | |||||
| CLASS B COMMON | 0 | $0.00 | 4,109 | indirect | |||||
| CLASS B COMMON | 0 | $0.00 | 607 | indirect | |||||
| CLASS B COMMON | 0 | $0.00 | 168 | indirect | |||||
| CLASS B COMMON | 0 | $0.00 | 639 | indirect | |||||
| CLASS B COMMON | 0 | $0.00 | 245 | indirect | |||||
| CLASS B COMMON | 0 | $0.00 | 3,406 | indirect | |||||
| CLASS B COMMON | 0 | $0.00 | 37,500 | indirect | |||||
| CLASS B COMMON | 0 | $0.00 | 7,383 | indirect | |||||
| CLASS B COMMON | 0 | $0.00 | 4,469,094 | indirect |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| CLASS B COMMON | 0.0 | 2012-07-09 | deemed execution date | S | 64,617 (d) | $0.00 | 144,960 | indirect | hebe three limited partnership | |||
| CLASS B COMMON | 0.0 | 2012-07-09 | deemed execution date | S | 1,437 (d) | $0.00 | 143,523 | indirect | hebe three limited partnership | |||
| CLASS B COMMON | 0.0 | deemed execution date | 0 ( ) | $0.00 | 77,582 | direct | ||||||
| CLASS B COMMON | 0.0 | deemed execution date | 0 ( ) | $0.00 | 383 | indirect | spouse | |||||
| CLASS B COMMON | 0.0 | deemed execution date | 0 ( ) | $0.00 | 1,320 | indirect | owsley brown ii ira | |||||
| CLASS B COMMON | 0.0 | deemed execution date | 0 ( ) | $0.00 | 26,298 | indirect | clb grandchildren eq. tr. | |||||
| CLASS B COMMON | 0.0 | deemed execution date | 0 ( ) | $0.00 | 8,597 | indirect | eleanor lee trusts | |||||
| CLASS B COMMON | 0.0 | deemed execution date | 0 ( ) | $0.00 | 364 | indirect | hebe exempt trust | |||||
| CLASS B COMMON | 0.0 | deemed execution date | 0 ( ) | $0.00 | 128,149 | indirect | hebe non-exempt trust | |||||
| CLASS B COMMON | 0.0 | deemed execution date | 0 ( ) | $0.00 | 12,800 | indirect | longview charitable lp | |||||
| CLASS B COMMON | 0.0 | deemed execution date | 0 ( ) | $0.00 | 4,109 | indirect | trust fbo owsley brown iii | |||||
| CLASS B COMMON | 0.0 | deemed execution date | 0 ( ) | $0.00 | 607 | indirect | trust fbo child | |||||
| CLASS B COMMON | 0.0 | deemed execution date | 0 ( ) | $0.00 | 168 | indirect | trust fbo children | |||||
| CLASS B COMMON | 0.0 | deemed execution date | 0 ( ) | $0.00 | 639 | indirect | holland family trust | |||||
| CLASS B COMMON | 0.0 | deemed execution date | 0 ( ) | $0.00 | 245 | indirect | trust fbo barzun children | |||||
| CLASS B COMMON | 0.0 | deemed execution date | 0 ( ) | $0.00 | 3,406 | indirect | trust fbo augusta holland | |||||
| CLASS B COMMON | 0.0 | deemed execution date | 0 ( ) | $0.00 | 37,500 | indirect | cherokee horatio ltd. | |||||
| CLASS B COMMON | 0.0 | deemed execution date | 0 ( ) | $0.00 | 7,383 | indirect | birdnest 2006 ltd. | |||||
| CLASS B COMMON | 0.0 | deemed execution date | 0 ( ) | $0.00 | 4,469,094 | indirect | olympus three, llc |
| ID | footnote |
|---|---|
| f1 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $93.35 to $94.315, inclusive. the reporting person undertakes to provide to brown-forman corporation, any security holder of brown-forman corporation, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this form 4. |
| f2 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $94.61 to $994.78, inclusive. the reporting person undertakes to provide to brown-forman corporation, any security holder of brown-forman corporation, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this form 4. |