Form Type: 4
SEC EDGAR Link| Acccession Number: | 0001209191-12-038211 |
| Date: | 2012-07-16 |
| Issuer: | FUSION-IO, INC. (FIO) |
| Original Submission Date: |
Reporting Person:
SMITH LANCE L.
C/O FUSION-IO, INC.
2855 E. COTTONWOOD PKWY, SUITE 100
SALT LAKE CITY, UT 84121
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2012-07-16 | M | 13,333 | a | $0.65 | 13,333 | direct | ||
| COMMON STOCK | 2012-07-16 | M | 10,417 | a | $1.96 | 23,750 | direct | ||
| COMMON STOCK | 2012-07-16 | S | 23,750 | d | $18.35 | 0 | direct | ||
| EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 2012-07-16 | M | 11,249 | d | $0.00 | 123,751 | direct | ||
| EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 2012-07-16 | M | 2,084 | d | $0.00 | 31,250 | direct | ||
| EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 2012-07-16 | M | 10,417 | d | $0.00 | 162,500 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 0.0 | 2012-07-16 | deemed execution date | M | 13,333 (a) | $0.00 | 13,333 | direct | ||||
| COMMON STOCK | 0.0 | 2012-07-16 | deemed execution date | M | 10,417 (a) | $0.00 | 23,750 | direct | ||||
| COMMON STOCK | 0.0 | 2012-07-16 | deemed execution date | S | 23,750 (d) | $0.00 | 0 | direct | ||||
| EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 0.65 | 2012-07-16 | deemed execution date | M | 11,249 (d) | 2019-06-01 | common stock 11,249 | $0.65 | 123,751 | direct | ||
| EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 0.65 | 2012-07-16 | deemed execution date | M | 2,084 (d) | 2019-09-21 | common stock 2,084 | $0.65 | 31,250 | direct | ||
| EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 1.96 | 2012-07-16 | deemed execution date | M | 10,417 (d) | 2020-09-11 | common stock 10,417 | $1.96 | 162,500 | direct |
| ID | footnote |
|---|---|
| f1 | pursuant to a rule 10b5-1 trading plan established by the reporting person. |
| f2 | this price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $18.16 per share to $18.52 per share. full information regarding the number of shares sold at each price will be provided upon request from the sec, the issuer or a security holder. |
| f3 | the option becomes exercisable as to 1/48th of the shares subject to the option each month after june 2, 2009. |
| f4 | the option becomes exercisable as to 1/48th of the shares subject to the option each month after september 22, 2009. |
| f5 | the option becomes exercisable as to 1/48th of the shares subject to the option each month after september 12, 2010. |