Form Type: 4
SEC EDGAR Link| Acccession Number: | 0001293595-12-000003 |
| Date: | 2012-07-26 |
| Issuer: | ALIGN TECHNOLOGY INC (ALGN) |
| Original Submission Date: |
Reporting Person:
THALER WARREN S
C/O ALIGN TECHNOLOGY, INC.
2560 ORCHARD PARKWAY
SAN JOSE, CA 95131
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2012-07-26 | M | 10,000 | a | $12.89 | 70,450 | direct | ||
| COMMON STOCK | 2012-07-26 | M | 10,000 | a | $16.01 | 80,450 | direct | ||
| COMMON STOCK | 2012-07-26 | S | 8,000 | d | $34.81 | 72,450 | direct | ||
| COMMON STOCK | 0 | $0.00 | 106,304 | indirect | f1 | ||||
| RIGHT TO BUY (COMMON STOCK) | 2012-07-26 | M | 10,000 | d | $0.00 | 0 | direct | ||
| RIGHT TO BUY (COMMON STOCK) | 2012-07-26 | M | 10,000 | d | $0.00 | 0 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 0.0 | 2012-07-26 | deemed execution date | M | 10,000 (a) | $0.00 | 70,450 | direct | ||||
| COMMON STOCK | 0.0 | 2012-07-26 | deemed execution date | M | 10,000 (a) | $0.00 | 80,450 | direct | ||||
| COMMON STOCK | 0.0 | 2012-07-26 | deemed execution date | S | 8,000 (d) | $0.00 | 72,450 | direct | ||||
| COMMON STOCK | 0.0 | deemed execution date | 0 ( ) | $0.00 | 106,304 | indirect | by trust | |||||
| RIGHT TO BUY (COMMON STOCK) | 12.89 | 2012-07-26 | deemed execution date | M | 10,000 (d) | 2009-05-15 | 2015-05-15 | common stock 10,000 | $12.89 | 0 | direct | |
| RIGHT TO BUY (COMMON STOCK) | 16.01 | 2012-07-26 | deemed execution date | M | 10,000 (d) | 2011-05-20 | 2017-05-20 | common stock 10,000 | $16.01 | 0 | direct |
| ID | footnote |
|---|---|
| f1 | represents shares held by the thaler family trust for which the spouse of the reporting person is the trustee |