Form Type: 4

SEC EDGAR Link
Accession Number:0001181431-14-016521
Date:2014-04-15
Issuer: GEVO, INC. (GEVO)
Original Submission Date:

Reporting Person:

GRUBER PATRICK R.
GEVO, INC., 345 INVERNESS DRIVE SOUTH
BUILDING C, SUITE 310 ENGLEWOOD, CO 80112

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2014-04-15 S 1,255 d $0.84 400,767 direct
COMMON STCOK 2014-04-16 S 6,055 d $0.80 394,712 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 shares were sold to satisfy certain tax obligations of the reporting person triggered by the vesting of such restricted stock shares. the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted may 24, 2013.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $.78 to $1.05, inclusive. the reporting person undertakes to provide to gevo, inc., any security holder of gevo, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this form 4.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $.77 to $.85, inclusive. the reporting person undertakes to provide to gevo, inc., any security holder of gevo, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this form 4.
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