| Accession Number: | 0001181431-14-027522 |
| Date: | 2014-07-24 |
| Issuer: | MAXLINEAR INC (MXL) |
| Original Submission Date: |
REDDY MADHUKAR
5966 LA PLACE COURT
SUITE 100
CARLSBAD, CA 92008
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCK (PAR VALUE $0.0001) | 2014-07-24 | M | 1,700 | a | $0.23 | 90,351 | direct | ||
| CLASS A COMMON STOCK (PAR VALUE $0.0001) | 2014-07-24 | S | 1,700 | d | $9.44 | 88,651 | direct | ||
| CLASS A COMMON STOCK (PAR VALUE $0.0001) | 2014-07-25 | M | 1,700 | a | $0.23 | 90,351 | direct | ||
| CLASS A COMMON STOCK (PAR VALUE $0.0001) | 2014-07-25 | S | 1,700 | d | $9.08 | 88,651 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 0.2323 | 2014-07-24 | deemed execution date | M | 1,700 (d) | 2015-10-28 | class b common stock (par value $0.0001) 1,700 | $0.23 | 24,526 | direct | ||
| EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 0.2323 | 2014-07-25 | deemed execution date | M | 1,700 (d) | 2015-10-28 | class b common stock (par value $0.0001) 1,700 | $0.23 | 22,826 | direct |
| ID | footnote |
|---|---|
| f1 | reflects shares of class b common stock converted into an equivalent number of shares of class a common stock. |
| f2 | the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on february 28, 2014. |
| f3 | represents the weighted average share price of an aggregate total of 1,700 shares sold in the price range of $9.29 to $9.59 by the reporting person. the reporting person undertakes to provide upon request by the commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| f4 | shares subject to the option are fully vested and immediately exercisable. |
| f5 | each share of class b common stock is convertible into one share of class a common stock upon certain transfers and at the option of the reporting person. on the seventh anniversary of the closing of the registrant's initial public offering (march 29, 2017), the class b common stock and the class a common stock will automatically convert into a single class of common stock. |
| f6 | represents the weighted average share price of an aggregate total of 1,700 shares sold in the price range of $9.05 to $9.10 by the reporting person. the reporting person undertakes to provide upon request by the commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
