Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-14-049817
Date:2014-07-30
Issuer: ZELTIQ AESTHETICS INC (ZLTQ)
Original Submission Date:

Reporting Person:

LAMM CARL
4698 WILLOW ROAD, SUITE 100
PLEASANTON, CA 94588

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2014-07-30 M 965 a $1.25 25,689 direct
COMMON STOCK 2014-07-30 S 965 d $20.23 24,724 direct
COMMON STOCK 2014-07-30 M 568 a $1.43 25,292 direct
COMMON STOCK 2014-07-30 S 568 d $20.23 24,724 direct
COMMON STOCK 2014-07-30 M 1,066 a $10.20 25,790 direct
COMMON STOCK 2014-07-30 S 1,066 d $20.23 24,724 direct
COMMON STOCK 2014-07-30 M 1,250 a $4.30 25,974 direct
COMMON STOCK 2014-07-30 S 1,250 d $20.23 24,724 direct
COMMON STOCK 2014-07-30 M 731 a $11.30 25,455 direct
COMMON STOCK 2014-07-30 S 731 d $20.23 24,724 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 1.2478 2014-07-30 deemed execution date M 965 (d) 2020-07-26 common stock 965 $1.25 482 direct
STOCK OPTION (RIGHT TO BUY) 1.4313 2014-07-30 deemed execution date M 568 (d) 2020-11-29 common stock 568 $1.43 1,419 direct
STOCK OPTION (RIGHT TO BUY) 10.2028 2014-07-30 deemed execution date M 1,066 (d) 2021-07-26 common stock 1,066 $10.20 6,933 direct
STOCK OPTION (RIGHT TO BUY) 4.3 2014-07-30 deemed execution date M 1,250 (d) 2022-11-14 common stock 1,250 $4.30 18,125 direct
STOCK OPTION (RIGHT TO BUY) 11.3 2014-07-30 deemed execution date M 731 (d) 2022-02-16 common stock 731 $11.30 7,310 direct
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on august 29, 2013 and amended on november 26, 2013.
f2 25% of the granted 23,160 shares underlying this option became exercisable on 7/27/2011. the remaining shares vest in a series of 36 equal monthly installments provided that the reporting person continues to provide services to the issuer.
f3 25% of the granted 13,623 shares underlying this option became exercisable on 11/30/2011. the remaining shares vest in a series of 36 equal monthly installments provided that the reporting person continues to provide services to the issuer.
f4 25% of the granted 25,862 shares underlying this option became exercisable on 7/27/2012. the remaining shares vest in a series of 36 equal monthly installments provided that the reporting person continues to provide services to the issuer.
f5 25% of the granted 30,000 shares underlying this option became exercisable on 11/15/2013. the remaining shares vest in a series of 36 equal monthly installments provided that the reporting person continues to provide services to the issuer.
f6 one 48th of the granted 17,544 shares vest in equal monthly installments over a 48 month period from the grant date february 17, 2012, provided that the reporting person continues to provide services to the issuer.
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