| Accession Number: | 0000919574-14-004208 |
| Date: | 2014-07-18 |
| Issuer: | GAIN CAPITAL HOLDINGS, INC. (GCAP) |
| Original Submission Date: |
RIMA SENVEST MANAGEMENT, L.L.C.
540 MADISON AVENUE
32ND FLOOR
NEW YORK, NY 10022
MASHAAL RICHARD R
C/O RIMA SENVEST MANAGEMENT, L.L.C.
540 MADISON AVENUE, 32ND FLOOR
NEW YORK, NY 10022
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK, $0.00001 PAR VALUE | 2014-07-18 | P | 286 | a | $6.58 | 457,783 f1 | indirect | f1 | |
| COMMON STOCK, $0.00001 PAR VALUE | 2014-07-18 | P | 784 | a | $6.58 | 458,567 f1 | indirect | f1 | |
| COMMON STOCK, $0.00001 PAR VALUE | 2014-07-22 | P | 316 | a | $6.88 | 458,883 f1 | indirect | f1 | |
| COMMON STOCK, $0.00001 PAR VALUE | 2014-07-22 | P | 849 | a | $6.88 | 459,732 f1 | indirect | f1 |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | these securities are held in the accounts of several investment partnerships and investment funds (collectively, the "investment vehicles") for which rima senvest management, l.l.c. ("rima") serves as investment manager or general partner. richard mashaal is the managing member of rima. rima and mr. mashaal may be deemed to beneficially own the securities held by the investment vehicles by virtue of rima's position as investment manager or general partner of the investment vehicles and mr. mashaal's status as the managing member of rima. |
