Accession Number: | 0000874015-14-000073 |
Date: | 2014-08-01 |
Issuer: | ISIS PHARMACEUTICALS INC (ISIS) |
Original Submission Date: |
CROOKE STANLEY T
C/O ISIS PHARMACEUTICALS, INC.
2855 GAZELLE COURT
CARLSBAD, CA 92010
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-08-01 | M | 15,000 | a | $14.47 | 21,941 | direct | ||
COMMON STOCK | 2014-08-01 | S | 15,000 | d | $30.53 | 6,941 | direct | ||
COMMON STOCK | 2014-08-01 | M | 1,000 | a | $11.27 | 1,627 | indirect | ||
COMMON STOCK | 2014-08-01 | S | 1,000 | d | $30.53 | 627 | indirect | ||
COMMON STOCK | 2014-08-01 | 0 | $0.00 | 725,391 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 14.47 | 2014-08-01 | deemed execution date | M | 15,000 (d) | 2013-01-02 | 2016-01-01 | common stock 15,000 | $14.47 | 51,500 | direct | |
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 11.27 | 2014-08-01 | deemed execution date | M | 1,000 (d) | 2014-01-04 | 2017-01-03 | common stock 1,000 | $11.27 | 3,800 | indirect | by wife |
ID | footnote |
---|---|
f1 | acquired as a result of exercising a stock option pursuant to a rule 10b5-1 trading plan. the purchase and sale reported on this form 4 was effective pursuant to a rule 10b5-1 trading plan adopted by the reporting person on 8/6/13. |
f2 | acquired as a result of exercising a stock option pursuant to a rule 10b5-1 trading plan. the purchase and sale reported on this form 4 was effective pursuant to a rule 10b5-1 trading plan adopted by the reporting person's wife on 8/6/13. |