Accession Number: | 0001209191-14-053922 |
Date: | 2014-06-12 |
Issuer: | PACIFIC BIOSCIENCES OF CALIFORNIA, INC. (PACB) |
Original Submission Date: | 2014-06-16 |
ERICSON WILLIAM W.
C/O MOHR DAVIDOW VENTURES
3000 SAND HILL ROAD, #3-290
MENLO PARK, CA 94025
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2014-06-12 | P | 45,875 | a | $5.97 | 4,713,193 | indirect | f1 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | seventh mdv partners, l.l.c. is the general partner of (i) mdv vii, l.p., as nominee for mdv vii, l.p., mdv vii leaders' fund, l.p., mdv enf vii(a), l.p, and mdv enf(b), l.p., (ii) mdv vii, l.p., (iii) mdv enf vii (a), l.p., (iv) mdv enf vii (b), l.p. and (v) mdv vii leaders' fund, l.p. (the "mdv vii funds") and has sole voting and investment power over the shares. william ericson is a general partner with mohr davidow ventures, and may be deemed to indirectly beneficially own the shares affiliated with the mdv vii funds. mr. ericson disclaims beneficial ownership of the shares held by the mdv vii funds except to the extent of any pecuniary interest therein. |