Accession Number: | 0000092380-14-000131 |
Date: | 2014-08-20 |
Issuer: | SOUTHWEST AIRLINES CO (LUV) |
Original Submission Date: |
VAN DE VEN MICHAEL G
SOUTHWEST AIRLINES CO.
2702 LOVE FIELD DRIVE
DALLAS, TX 75235-1908
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-08-20 | M | 2,907 | a | $16.18 | 257,278 | direct | ||
COMMON STOCK | 2014-08-20 | M | 50,750 | a | $16.43 | 308,028 | direct | ||
COMMON STOCK | 2014-08-20 | M | 50,000 | a | $17.53 | 358,028 | direct | ||
COMMON STOCK | 2014-08-20 | F | 2,169 | d | $31.29 | 355,859 | direct | ||
COMMON STOCK | 2014-08-20 | S | 2,000 | d | $31.18 | 353,859 | direct | ||
COMMON STOCK | 2014-08-20 | S | 3,100 | d | $31.20 | 350,759 | direct | ||
COMMON STOCK | 2014-08-20 | S | 500 | d | $31.20 | 350,259 | direct | ||
COMMON STOCK | 2014-08-20 | S | 6,101 | d | $31.21 | 344,158 | direct | ||
COMMON STOCK | 2014-08-20 | S | 1,000 | d | $31.21 | 343,158 | direct | ||
COMMON STOCK | 2014-08-20 | S | 600 | d | $31.21 | 342,558 | direct | ||
COMMON STOCK | 2014-08-20 | S | 815 | d | $31.22 | 341,743 | direct | ||
COMMON STOCK | 2014-08-20 | S | 9,699 | d | $31.22 | 332,044 | direct | ||
COMMON STOCK | 2014-08-20 | S | 3,400 | d | $31.22 | 328,644 | direct | ||
COMMON STOCK | 2014-08-20 | S | 11,685 | d | $31.23 | 316,959 | direct | ||
COMMON STOCK | 2014-08-20 | S | 100 | d | $31.23 | 316,859 | direct | ||
COMMON STOCK | 2014-08-20 | S | 300 | d | $31.23 | 316,559 | direct | ||
COMMON STOCK | 2014-08-20 | S | 12,250 | d | $31.23 | 304,309 | direct | ||
COMMON STOCK | 2014-08-20 | S | 1,600 | d | $31.23 | 302,709 | direct | ||
COMMON STOCK | 2014-08-20 | S | 17,000 | d | $31.24 | 285,709 | direct | ||
COMMON STOCK | 2014-08-20 | S | 100 | d | $31.24 | 285,609 | direct | ||
COMMON STOCK | 2014-08-20 | S | 1,400 | d | $31.24 | 284,209 | direct | ||
COMMON STOCK | 2014-08-20 | S | 5,600 | d | $31.24 | 278,609 | direct | ||
COMMON STOCK | 2014-08-20 | S | 500 | d | $31.24 | 278,109 | direct | ||
COMMON STOCK | 2014-08-20 | S | 600 | d | $31.24 | 277,509 | direct | ||
COMMON STOCK | 2014-08-20 | S | 3,600 | d | $31.25 | 273,909 | direct | ||
COMMON STOCK | 2014-08-20 | S | 200 | d | $31.25 | 273,709 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 16.18 | 2014-08-20 | deemed execution date | M | 2,907 (d) | 2015-11-17 | common stock 2,907 | $16.18 | 593 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 16.43 | 2014-08-20 | deemed execution date | M | 50,750 (d) | 2015-12-31 | common stock 50,750 | $16.43 | 0 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 17.53 | 2014-08-20 | deemed execution date | M | 50,000 (d) | 2016-03-17 | common stock 50,000 | $17.53 | 0 | direct |
ID | footnote |
---|---|
f1 | the option has vested in installments, and will vest with respect to the remaining 593 shares on november 17, 2014. |
f2 | the option vested in installments and was 100% vested at the time of exercise. |