Form Type: 4

SEC EDGAR Link
Accession Number:0001513908-14-000041
Date:2014-08-20
Issuer: ELLIE MAE INC (ELLI)
Original Submission Date:

Reporting Person:

ANDERMAN SIGMUND
C/O ELLIE MAE, INC.
4155 HOPYARD ROAD, SUITE 200 PLEASANTON, CA 94588

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2014-08-20 M 5,000 a $5.02 181,250 direct
COMMON STOCK 2014-08-20 S 5,000 d $35.70 176,250 direct
COMMON STOCK 2014-08-21 M 5,000 a $5.02 181,250 direct
COMMON STOCK 2014-08-21 S 5,000 d $34.72 176,250 direct
COMMON STOCK 2014-08-20 0 $0.00 10,000 indirect
COMMON STOCK 2014-08-20 0 $0.00 418,935 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 5.02 2014-08-20 deemed execution date M 5,000 (d) 2021-08-17 common stock 5,000 $5.02 43,081 direct
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 5.02 2014-08-21 deemed execution date M 5,000 (d) 2021-08-17 common stock 5,000 $5.02 38,081 direct
Footnotes
IDfootnote
f1 the exercise and sale of these stock options was completed pursuant to the rule 10b5-1 trading plan adopted by sigmund anderman.
f2 option vests with respect to 25% of the shares subject thereto on august 17, 2012, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on august 17, 2015.
f3 the reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.
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