Accession Number: | 0001140361-14-033976 |
Date: | 2014-08-20 |
Issuer: | YUME INC (YUME) |
Original Submission Date: |
PORRINI PAUL
C/O YUME, INC.
1204 MIDDLEFIELD ROAD
REDWOOD CITY, CA 94063
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-08-19 | J | 2,533 | a | $4.12 | 2,533 | direct | ||
COMMON STOCK | 2014-08-20 | S | 2,533 | d | $5.12 | 0 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | these shares were acquired under the issuer's employee stock purchase plan in transactions that were exempt under rule 16b-3(c). |
f2 | represents the aggregate of sales effected on the same day at different prices. |
f3 | represents the weighted average sales price per share. the shares sold at prices ranging from $4.91 to $5.22 per share. full information regarding the number of shares sold at each price shall be provided upon request from the staff of the u.s. securities and exchange commission, the issuer, or a security holder of the issuer. |