Accession Number: | 0001209191-14-054130 |
Date: | 2014-08-21 |
Issuer: | LIFELOCK, INC. (LOCK) |
Original Submission Date: |
POWER CHRIS G
60 EAST RIO SALADO PARKWAY
SUITE 400
TEMPE, AZ 85281
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-08-21 | M | 4,000 | a | $3.79 | 26,646 | direct | ||
COMMON STOCK | 2014-08-21 | S | 4,000 | d | $14.35 | 22,646 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 3.79 | 2014-08-21 | deemed execution date | M | 4,000 (d) | 2021-02-10 | common stock 4,000 | $3.79 | 275,000 | direct |
ID | footnote |
---|---|
f1 | the shares were sold pursuant to a 10b5-1 sales plan. |
f2 | 25% of the total number of shares underlying this option vested on january 10, 2012. the remaining shares underlying this option vest at a rate of 1/48 of the total number of shares underlying this option on the tenth of each month thereafter for a period of 36 months. |