Accession Number: | 0001127602-14-026738 |
Date: | 2014-08-27 |
Issuer: | CORNING INC /NY (GLW) |
Original Submission Date: |
KINLIN CLARK S
ONE RIVERFRONT PLAZA
CORNING, NY 14831
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-08-27 | M | 1,032 | a | $0.00 | 69,600 | direct | ||
COMMON STOCK | 2014-08-27 | M | 217 | a | $0.00 | 69,817 | direct | ||
COMMON STOCK | 2014-08-27 | M | 1,211 | a | $0.00 | 71,028 | direct | ||
COMMON STOCK | 2014-08-27 | F | 2,460 | d | $20.49 | 68,568 | direct | ||
COMMON STOCK | 2014-08-27 | S | 19,137 | d | $20.57 | 49,431 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNIT | 0.0 | 2014-08-27 | deemed execution date | M | 1,032 (d) | common stock 1,032 | $0.00 | 22,933 | direct | |||
RESTRICTED STOCK UNIT | 0.0 | 2014-08-27 | deemed execution date | M | 217 (d) | common stock 217 | $0.00 | 4,827 | direct | |||
RESTRICTED STOCK UNIT | 0.0 | 2014-08-27 | deemed execution date | M | 1,211 (d) | common stock 1,211 | $0.00 | 26,921 | direct |
ID | footnote |
---|---|
f1 | the price reported in column 4 is a weighted average. these shares were sold in multiple transactions at prices ranging from $20.57 to $20.58 inclusive. the reporting person undertakes to provide to corning incorporated, any security holder of corning incorporated, or the staff of the sec, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. |
f2 | each restricted stock unit represented a contingent right to receive one share of corning incorporated common stock. |
f3 | vesting to satisfy tax requirement pursuant to the january 2012 agreement. |
f4 | vesting to satisfy tax requirement pursuant to the july 2012 agreement. |
f5 | vesting to satisfy tax requirement pursuant to the march 2013 agreement. |