Form Type: 4

SEC EDGAR Link
Accession Number:0000950142-14-001791
Date:2014-08-27
Issuer: HOUGHTON MIFFLIN HARCOURT CO (HMHC)
Original Submission Date:

Reporting Person:

RAMSAYER LEE RAYMOND
222 BERKELEY STREET
BOSTON, MA 02116

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2014-08-27 M 15,000 a $12.50 15,000 direct
COMMON STOCK 2014-08-27 S 15,000 d $19.00 0 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 12.5 2014-08-27 deemed execution date M 15,000 (d) 2019-11-07 common stock 15,000 $12.50 513,100 direct
Footnotes
IDfootnote
f1 these shares were sold pursuant to a rule 10b5-1 trading plan.
f2 the sale price represents the weighted average sale price for multiple transactions reported on this line. the prices of the transactions ranged from $19.00 to $19.01. upon request of the staff of the securities and exchange commission, houghton mifflin harcourt company (the "company") or a security holder of the company, the reporting person will provide full information regarding the number of shares sold at each separate price.
f3 25% of this grant of employee stock options has vested and is currently exercisable. the remaining stock options vest in three equal installments on november 7, 2014, november 7, 2015 and november 7, 2016, subject to continued employment with the company.
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